CARLYLE GROUP L P

CUSIP: 14309L102 Class: COMMON STOCK

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 55,819 Value ($000) $1,791 Avg Close — Range —
Q3 2019
Shares 53,113 Value ($000) $1,358 Avg Close — Range —
Q2 2019
Shares 48,868 Value ($000) $1,105 Avg Close — Range —
Q1 2019
Shares 51,718 Value ($000) $945 Avg Close — Range —
Q4 2018
Shares 61,650 Value ($000) $971 Avg Close — Range —
Q3 2018
Shares 66,845 Value ($000) $1,507 Avg Close — Range —
Q2 2018
Shares 61,279 Value ($000) $1,305 Avg Close — Range —
Q1 2018
Shares 66,609 Value ($000) $1,422 Avg Close — Range —
Q4 2017
Shares 62,117 Value ($000) $1,422 Avg Close — Range —
Q3 2017
Shares 62,801 Value ($000) $1,482 Avg Close — Range —
Q2 2017
Shares 54,988 Value ($000) $1,086 Avg Close — Range —
Q1 2017
Shares 59,773 Value ($000) $950 Avg Close — Range —
Q4 2016
Shares 71,168 Value ($000) $1,110 Avg Close — Range —
Q3 2016
Shares 66,909 Value ($000) $1,038 Avg Close — Range —
Q2 2016
Shares 48,910 Value ($000) $764 Avg Close — Range —
Q1 2016
Shares 107,819 Value ($000) $1,727 Avg Close — Range —
Q4 2015
Shares 117,789 Value ($000) $1,830 Avg Close — Range —
Q3 2015
Shares 48,907 Value ($000) $901 Avg Close — Range —
Q2 2015
Shares 15,350 Value ($000) $430 Avg Close — Range —
Q1 2015
Shares 9,750 Value ($000) $271 Avg Close — Range —
Q4 2014
Shares 9,337 Value ($000) $257 Avg Close — Range —
Q3 2014
Shares 10,274 Value ($000) $301 Avg Close — Range —