CARLYLE GROUP L P

CUSIP: 14309L102 Class: COMMON STOCK

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 14,345 Value ($000) $461 Avg Close — Range —
Q3 2019
Shares 12,444 Value ($000) $319 Avg Close — Range —
Q4 2016
Shares 19,346 Value ($000) $296 Avg Close — Range —
Q3 2016
Shares 20,271 Value ($000) $316 Avg Close — Range —
Q2 2016
Shares 16,535 Value ($000) $269 Avg Close — Range —
Q1 2016
Shares 12,079 Value ($000) $204 Avg Close — Range —