CARLYLE GROUP L P

CUSIP: 14309L102 Class: COMMON STOCK

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 35 Value ($000) $1 Avg Close — Range —
Q1 2014
Shares 35 Value ($000) $1 Avg Close — Range —
Q4 2013
Shares 35 Value ($000) $1 Avg Close — Range —
Q3 2013
Shares 1,915 Value ($000) $49 Avg Close — Range —
Q2 2013
Shares 1,915 Value ($000) $49 Avg Close — Range —