CARLYLE GROUP L P

CUSIP: 14309L102 Class: COMMON STOCK

ICONIQ Capital, LLC's Holding History (CIK: 0001569709)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 41,675 Value ($000) $954 Avg Close — Range —
Q3 2017
Shares 41,675 Value ($000) $984 Avg Close — Range —
Q2 2017
Shares 41,675 Value ($000) $823 Avg Close — Range —
Q1 2017
Shares 41,675 Value ($000) $665 Avg Close — Range —
Q4 2016
Shares 41,675 Value ($000) $636 Avg Close — Range —
Q3 2016
Shares 15,550 Value ($000) $242 Avg Close — Range —
Q2 2016
Shares 15,550 Value ($000) $252 Avg Close — Range —
Q1 2016
Shares 15,550 Value ($000) $262 Avg Close — Range —