CARLYLE GROUP L P

CUSIP: 14309L102 Class: COMMON STOCK

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 17,842 Value ($000) $572 Avg Close — Range —
Q3 2019
Shares 34,449 Value ($000) $881 Avg Close — Range —
Q2 2019
Shares 32,490 Value ($000) $734 Avg Close — Range —
Q1 2019
Shares 30,924 Value ($000) $565 Avg Close — Range —
Q4 2018
Shares 25,000 Value ($000) $394 Avg Close — Range —
Q3 2018
Shares 25,000 Value ($000) $564 Avg Close — Range —
Q2 2018
Shares 25,000 Value ($000) $532 Avg Close — Range —
Q1 2018
Shares 25,000 Value ($000) $534 Avg Close — Range —