CARNIVAL PLC

Ticker: CUK CUSIP: 14365C103 Class: ADR

BASSO CAPITAL MANAGEMENT, L.P.'s Holding History (CIK: 0001287978)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 8,900 Value ($000) $515 Avg Close — Range —
Q4 2016
Shares 8,900 Value ($000) $456 Avg Close — Range —
Q3 2016
Shares 6,700 Value ($000) $329 Avg Close — Range —
Q2 2016
Shares 6,700 Value ($000) $300 Avg Close — Range —