CARNIVAL PLC

Ticker: CUK CUSIP: 14365C103 Class: ADR

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 115,000 Value ($000) $5,538 Avg Close — Range —
Q3 2019
Shares 110,000 Value ($000) $4,628 Avg Close — Range —
Q2 2019
Shares 100,000 Value ($000) $4,527 Avg Close — Range —
Q1 2019
Shares 53,852 Value ($000) $2,682 Avg Close — Range —
Q4 2018
Shares 40,400 Value ($000) $1,969 Avg Close — Range —
Q3 2018
Shares 30,000 Value ($000) $1,892 Avg Close — Range —
Q2 2018
Shares 20,000 Value ($000) $1,153 Avg Close — Range —