CARPENTER TECHNOLOGY CORP

Ticker: CRS CUSIP: 144285103 Class: EQTY

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 1,999 Value ($000) $124 Avg Close $49.06 Range $46.58 - $51.08
Q3 2013
Shares 2,269 Value ($000) $132 Avg Close $43.09 Range $36.41 - $48.55
Q2 2013
Shares 2,336 Value ($000) $105 Avg Close $37.61 Range $34.78 - $40.21
Q1 2013
Shares 3,686 Value ($000) $182 Avg Close $40.37 Range $36.40 - $43.66
Q3 2011
Shares 2,620 Value ($000) $118 Avg Close — Range —
Q2 2011
Shares 2,620 Value ($000) $151 Avg Close — Range —
Q1 2011
Shares 7,020 Value ($000) $300 Avg Close — Range —
Q4 2010
Shares 7,020 Value ($000) $282 Avg Close — Range —