CARROLS RESTAURANT GROUP INC

CUSIP: 14574X104 Class: Common Stock

STEPHENS INC /AR/'s Holding History (CIK: 0000757657)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 60,215 Value ($000) $425 Avg Close — Range —
Q3 2019
Shares 82,131 Value ($000) $681 Avg Close — Range —
Q3 2014
Shares 34,719 Value ($000) $247 Avg Close — Range —
Q2 2014
Shares 50,950 Value ($000) $363 Avg Close — Range —