CARROLS RESTAURANT GROUP INC

CUSIP: 14574X104 Class: Common Stock

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 405,930 Value ($000) $4,425,000 Avg Close — Range —
Q2 2017
Shares 557,450 Value ($000) $6,829,000 Avg Close — Range —
Q1 2017
Shares 465,480 Value ($000) $6,587,000 Avg Close — Range —
Q4 2016
Shares 588,576 Value ($000) $8,976,000 Avg Close — Range —
Q3 2016
Shares 340,608 Value ($000) $4,499,000 Avg Close — Range —
Q2 2016
Shares 343,267 Value ($000) $4,085,000 Avg Close — Range —
Q1 2016
Shares 328,983 Value ($000) $4,751,000 Avg Close — Range —
Q4 2015
Shares 180,000 Value ($000) $2,113,000 Avg Close — Range —