CARVER BANCORP INC

Ticker: CARV CUSIP: 146875604 Class: COM NEW

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 150 Value ($000) $1 Avg Close $9.19 Range $8.65 - $10.23
Q2 2014
Shares 347 Value ($000) $3 Avg Close $11.40 Range $10.06 - $13.00