CASI PHARMACEUTICALS INC

CUSIP: 14757U109 Class: COM NEW

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 10,949 Value ($000) $46 Avg Close — Range —
Q4 2017
Shares 10,883 Value ($000) $35 Avg Close — Range —
Q3 2017
Shares 12,242 Value ($000) $22 Avg Close — Range —