CASI PHARMACEUTICALS INC

CUSIP: 14757U109 Class: COM NEW

ALPS ADVISORS INC's Holding History (CIK: 0001376113)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 230,154 Value ($000) $661 Avg Close — Range —
Q4 2018
Shares 220,215 Value ($000) $885 Avg Close — Range —
Q3 2018
Shares 153,234 Value ($000) $716 Avg Close — Range —
Q2 2018
Shares 125,015 Value ($000) $1,029 Avg Close — Range —