CASI PHARMACEUTICALS INC

CUSIP: 14757U109 Class: COM NEW

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022
Shares 206,148 Value ($000) $369 Avg Close — Range —
Q3 2022
Shares 218,247 Value ($000) $567 Avg Close — Range —
Q2 2022
Shares 213,250 Value ($000) $610 Avg Close — Range —
Q1 2022
Shares 2,132,547 Value ($000) $1,727 Avg Close — Range —
Q4 2021
Shares 2,188,547 Value ($000) $1,751 Avg Close — Range —
Q3 2021
Shares 2,258,265 Value ($000) $2,687 Avg Close — Range —
Q2 2021
Shares 2,258,264 Value ($000) $3,500 Avg Close — Range —
Q1 2021
Shares 2,231,765 Value ($000) $5,356 Avg Close — Range —
Q4 2020
Shares 2,071,765 Value ($000) $6,112 Avg Close — Range —
Q3 2020
Shares 1,424,731 Value ($000) $2,180 Avg Close — Range —
Q2 2020
Shares 1,321,745 Value ($000) $3,304 Avg Close — Range —
Q1 2020
Shares 1,315,577 Value ($000) $2,684 Avg Close — Range —
Q4 2019
Shares 1,315,577 Value ($000) $4,065 Avg Close — Range —
Q3 2019
Shares 1,315,077 Value ($000) $4,392 Avg Close — Range —
Q2 2019
Shares 1,141,237 Value ($000) $3,652 Avg Close — Range —
Q1 2019
Shares 1,145,949 Value ($000) $3,289 Avg Close — Range —
Q4 2018
Shares 1,177,131 Value ($000) $4,732 Avg Close — Range —
Q3 2018
Shares 888,333 Value ($000) $4,149 Avg Close — Range —
Q2 2018
Shares 855,056 Value ($000) $7,037 Avg Close — Range —
Q1 2018
Shares 790,256 Value ($000) $3,295 Avg Close — Range —
Q4 2017
Shares 725,348 Value ($000) $2,357 Avg Close — Range —
Q3 2017
Shares 725,348 Value ($000) $1,284 Avg Close — Range —
Q2 2017
Shares 726,069 Value ($000) $762 Avg Close — Range —
Q1 2017
Shares 728,447 Value ($000) $1,034 Avg Close — Range —
Q4 2016
Shares 528,447 Value ($000) $608 Avg Close — Range —
Q3 2016
Shares 557,268 Value ($000) $619 Avg Close — Range —
Q2 2016
Shares 561,408 Value ($000) $657 Avg Close — Range —
Q1 2016
Shares 561,408 Value ($000) $595 Avg Close — Range —
Q4 2015
Shares 465,359 Value ($000) $447 Avg Close — Range —
Q3 2015
Shares 589,859 Value ($000) $631 Avg Close — Range —
Q2 2015
Shares 591,695 Value ($000) $1,059 Avg Close — Range —
Q1 2015
Shares 591,695 Value ($000) $872 Avg Close — Range —
Q4 2014
Shares 571,695 Value ($000) $760 Avg Close — Range —
Q3 2014
Shares 851,705 Value ($000) $1,525 Avg Close — Range —
Q2 2014
Shares 775,155 Value ($000) $1,395 Avg Close — Range —