CASI PHARMACEUTICALS INC

CUSIP: 14757U109 Class: COM NEW

Wellington Shields & Co., LLC's Holding History (CIK: 0001506073)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022
Shares 145,315 Value ($000) $260 Avg Close — Range —
Q3 2022
Shares 145,315 Value ($000) $378 Avg Close — Range —
Q2 2022
Shares 145,317 Value ($000) $416 Avg Close — Range —
Q1 2022
Shares 1,453,190 Value ($000) $1,177 Avg Close — Range —
Q4 2021
Shares 1,141,190 Value ($000) $913 Avg Close — Range —
Q3 2021
Shares 1,832,769 Value ($000) $2,181 Avg Close — Range —
Q2 2021
Shares 1,832,769 Value ($000) $2,841 Avg Close — Range —
Q1 2021
Shares 1,832,769 Value ($000) $4,399 Avg Close — Range —
Q4 2020
Shares 1,812,769 Value ($000) $5,348 Avg Close — Range —
Q3 2020
Shares 1,479,623 Value ($000) $2,264 Avg Close — Range —
Q2 2020
Shares 1,585,609 Value ($000) $3,964 Avg Close — Range —
Q1 2020
Shares 1,315,609 Value ($000) $2,684 Avg Close — Range —
Q4 2019
Shares 1,277,322 Value ($000) $3,947 Avg Close — Range —
Q2 2019
Shares 1,126,650 Value ($000) $3,605 Avg Close — Range —
Q1 2019
Shares 1,126,650 Value ($000) $3,233 Avg Close — Range —
Q4 2018
Shares 1,080,650 Value ($000) $4,344 Avg Close — Range —
Q3 2018
Shares 896,137 Value ($000) $4,185 Avg Close — Range —
Q2 2018
Shares 951,064 Value ($000) $7,827 Avg Close — Range —
Q1 2018
Shares 625,118 Value ($000) $2,607 Avg Close — Range —
Q4 2017
Shares 445,118 Value ($000) $1,447 Avg Close — Range —
Q3 2017
Shares 489,984 Value ($000) $867 Avg Close — Range —
Q2 2017
Shares 505,474 Value ($000) $531 Avg Close — Range —
Q1 2017
Shares 505,474 Value ($000) $718 Avg Close — Range —
Q4 2016
Shares 505,474 Value ($000) $581 Avg Close — Range —
Q3 2016
Shares 505,474 Value ($000) $561 Avg Close — Range —
Q2 2016
Shares 489,327 Value ($000) $573 Avg Close — Range —
Q1 2016
Shares 489,327 Value ($000) $519 Avg Close — Range —
Q4 2015
Shares 489,327 Value ($000) $470 Avg Close — Range —
Q3 2015
Shares 489,372 Value ($000) $524 Avg Close — Range —
Q2 2015
Shares 489,372 Value ($000) $876 Avg Close — Range —
Q1 2015
Shares 504,861 Value ($000) $744 Avg Close — Range —
Q4 2014
Shares 504,861 Value ($000) $671 Avg Close — Range —
Q3 2014
Shares 518,583 Value ($000) $928 Avg Close — Range —
Q2 2014
Shares 518,583 Value ($000) $933 Avg Close — Range —