CASI PHARMACEUTICALS INC

CUSIP: 14757U109 Class: COM NEW

Moors & Cabot, Inc.'s Holding History (CIK: 0001607239)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 22,935 Value ($000) $187 Avg Close — Range —
Q1 2018
Shares 22,935 Value ($000) $96 Avg Close — Range —
Q4 2017
Shares 24,663 Value ($000) $82 Avg Close — Range —
Q3 2017
Shares 26,053 Value ($000) $48 Avg Close — Range —
Q2 2017
Shares 26,053 Value ($000) $27 Avg Close — Range —
Q1 2017
Shares 26,053 Value ($000) $38 Avg Close — Range —
Q4 2016
Shares 79,486 Value ($000) $92 Avg Close — Range —
Q3 2016
Shares 84,148 Value ($000) $93 Avg Close — Range —
Q2 2016
Shares 84,609 Value ($000) $102 Avg Close — Range —
Q1 2016
Shares 78,456 Value ($000) $83 Avg Close — Range —
Q4 2015
Shares 64,476 Value ($000) $59 Avg Close — Range —
Q3 2015
Shares 82,402 Value ($000) $87 Avg Close — Range —
Q2 2015
Shares 88,155 Value ($000) $162 Avg Close — Range —
Q1 2015
Shares 90,214 Value ($000) $129 Avg Close — Range —
Q4 2014
Shares 98,996 Value ($000) $132 Avg Close — Range —
Q3 2014
Shares 95,696 Value ($000) $175 Avg Close — Range —