CATHAY PAC AWYS LTD SPONSORED ADR

Ticker: CPCAY CUSIP: 148906308 Class: ADR

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 448 Value ($000) $4 Avg Close — Range —
Q2 2014
Shares 993 Value ($000) $9 Avg Close — Range —
Q1 2014
Shares 643 Value ($000) $6 Avg Close — Range —
Q4 2013
Shares 272 Value ($000) $3 Avg Close — Range —
Q3 2013
Shares 109 Value ($000) $1 Avg Close — Range —
Q2 2013
Shares 230 Value ($000) $2 Avg Close — Range —