CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

FRANKLIN RESOURCES INC's Holding History (CIK: 0000038777)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 873,720 Value ($000) $500,528 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 513,497 Value ($000) $245,015 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 518,896 Value ($000) $201,441 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 569,535 Value ($000) $187,833 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 463,786 Value ($000) $168,243 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 443,315 Value ($000) $174,644 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 387,867 Value ($000) $129,198 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 370,744 Value ($000) $135,852 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 391,765 Value ($000) $115,833 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 331,211 Value ($000) $90,421 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 299,111 Value ($000) $73,596 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 286,297 Value ($000) $65,516 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 239,104 Value ($000) $57,280 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 188,924 Value ($000) $30,998 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 192,198 Value ($000) $34,357 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 200,942 Value ($000) $44,774 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 534,682 Value ($000) $110,540 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 530,092 Value ($000) $101,761 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 499,967 Value ($000) $108,808 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 561,626 Value ($000) $130,225 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 708,781 Value ($000) $129,012 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 677,395 Value ($000) $101,034 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 660,364 Value ($000) $90,457 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 626,268 Value ($000) $72,672 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 627,113 Value ($000) $92,612 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 626,900 Value ($000) $79,184 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 628,878 Value ($000) $85,710 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 620,640 Value ($000) $84,091 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 614,916 Value ($000) $78,137 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 618,524 Value ($000) $94,319 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 621,556 Value ($000) $84,327 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 624,274 Value ($000) $92,006 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 3,649,788 Value ($000) $575,135 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 4,423,560 Value ($000) $551,663 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 5,393,148 Value ($000) $579,544 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 6,360,944 Value ($000) $590,041 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 7,835,101 Value ($000) $726,628 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 8,447,836 Value ($000) $749,912 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 8,446,657 Value ($000) $640,340 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 8,684,638 Value ($000) $664,722 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 8,656,447 Value ($000) $588,293 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 7,513,387 Value ($000) $491,076 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 7,737,322 Value ($000) $656,279 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 7,646,233 Value ($000) $611,927 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 4,443,399 Value ($000) $406,705 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 4,891,316 Value ($000) $484,386 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 4,629,322 Value ($000) $503,067 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 4,755,773 Value ($000) $472,581 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 5,761,719 Value ($000) $523,221 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 5,341,491 Value ($000) $445,319 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 4,007,350 Value ($000) $330,566 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	873,720	$500,528	$555.50	$469.79 - $627.50
Q3 2025	513,497	$245,015	$425.39	$381.75 - $483.95
Q2 2025	518,896	$201,441	$330.84	$264.29 - $386.62
Q1 2025	569,535	$187,833	$351.95	$315.09 - $404.98
Q4 2024	463,786	$168,243	$381.74	$351.93 - $412.27
Q3 2024	443,315	$174,644	$338.69	$301.40 - $389.91
Q2 2024	387,867	$129,198	$338.69	$308.78 - $372.10
Q1 2024	370,744	$135,852	$311.07	$268.51 - $357.70
Q4 2023	391,765	$115,833	$251.22	$216.95 - $290.10
Q3 2023	331,211	$90,421	$261.47	$229.25 - $283.47
Q2 2023	299,111	$73,596	$213.76	$195.84 - $240.81
Q1 2023	286,297	$65,516	$230.59	$201.84 - $253.98
Q4 2022	239,104	$57,280	$206.59	$156.72 - $232.83
Q3 2022	188,924	$30,998	$172.21	$151.58 - $189.11
Q2 2022	192,198	$34,357	$197.29	$164.98 - $221.91
Q1 2022	200,942	$44,774	$195.46	$167.60 - $214.37
Q4 2021	534,682	$110,540	$186.69	$173.30 - $200.95
Q3 2021	530,092	$101,761	$192.08	$172.62 - $206.58
Q2 2021	499,967	$108,808	$211.85	$188.71 - $226.53
Q1 2021	561,626	$130,225	$189.09	$163.90 - $217.37
Q4 2020	708,781	$129,012	$153.98	$129.92 - $167.14
Q3 2020	677,395	$101,034	$126.81	$112.24 - $141.22
Q2 2020	660,364	$90,457	$106.19	$89.90 - $125.54
Q1 2020	626,268	$72,672	$113.38	$77.78 - $132.89
Q4 2019	627,113	$92,612	$123.01	$102.69 - $131.46
Q3 2019	626,900	$79,184	$111.09	$97.87 - $122.22
Q2 2019	628,878	$85,710	$114.70	$103.20 - $125.83
Q1 2019	620,640	$84,091	$114.61	$103.38 - $123.15
Q4 2018	614,916	$78,137	$111.50	$96.19 - $135.93
Q3 2018	618,524	$94,319	$120.51	$110.40 - $134.53
Q2 2018	621,556	$84,327	$126.53	$112.48 - $137.00
Q1 2018	624,274	$92,006	$133.07	$120.49 - $146.01
Q4 2017	3,649,788	$575,135	$116.31	$103.45 - $133.20
Q3 2017	4,423,560	$551,663	$96.02	$87.71 - $104.79
Q2 2017	5,393,148	$579,544	$84.05	$74.79 - $89.64
Q1 2017	6,360,944	$590,041	$77.69	$74.24 - $81.74
Q4 2016	7,835,101	$726,628	$73.74	$65.47 - $79.39
Q3 2016	8,447,836	$749,912	$66.01	$58.78 - $71.89
Q2 2016	8,446,657	$640,340	$59.82	$55.25 - $64.10
Q1 2016	8,684,638	$664,722	$53.06	$44.66 - $61.22
Q4 2015	8,656,447	$588,293	$54.58	$48.84 - $59.43
Q3 2015	7,513,387	$491,076	$59.11	$48.76 - $65.71
Q2 2015	7,737,322	$656,279	$65.86	$60.39 - $68.73
Q1 2015	7,646,233	$611,927	$63.13	$59.48 - $69.69
Q4 2014	4,443,399	$406,705	$73.34	$66.42 - $80.82
Q3 2014	4,891,316	$484,386	$79.29	$73.57 - $83.32
Q2 2014	4,629,322	$503,067	$78.02	$73.19 - $81.73
Q1 2014	4,755,773	$472,581	$69.69	$63.53 - $74.44
Q4 2013	5,761,719	$523,221	$62.67	$60.17 - $67.37
Q3 2013	5,341,491	$445,319	$61.64	$58.99 - $64.50
Q2 2013	4,007,350	$330,566	$61.55	$57.61 - $65.73