CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

MACKAY SHIELDS LLC's Holding History (CIK: 0000061227)

Note: Option positions (PUT/CALL) are excluded.

Q1 2022
Shares 77,754 Value ($000) $17,325 Avg Close $195.46 Range $167.60 - $214.37
Q4 2021
Shares 80,808 Value ($000) $16,707 Avg Close $186.69 Range $173.30 - $200.95
Q3 2021
Shares 83,768 Value ($000) $16,080 Avg Close $192.08 Range $172.62 - $206.58
Q2 2021
Shares 86,192 Value ($000) $18,758 Avg Close $211.85 Range $188.71 - $226.53
Q1 2021
Shares 94,361 Value ($000) $21,880 Avg Close $189.09 Range $163.90 - $217.37
Q4 2020
Shares 99,964 Value ($000) $18,196 Avg Close $153.98 Range $129.92 - $167.14
Q3 2020
Shares 99,348 Value ($000) $14,818 Avg Close $126.81 Range $112.24 - $141.22
Q2 2020
Shares 94,112 Value ($000) $11,905 Avg Close $106.19 Range $89.90 - $125.54
Q1 2020
Shares 95,964 Value ($000) $11,135 Avg Close $113.38 Range $77.78 - $132.89
Q4 2019
Shares 95,332 Value ($000) $14,079 Avg Close $123.01 Range $102.69 - $131.46
Q3 2019
Shares 107,191 Value ($000) $13,540 Avg Close $111.09 Range $97.87 - $122.22
Q2 2019
Shares 130,540 Value ($000) $17,790 Avg Close $114.70 Range $103.20 - $125.83
Q1 2019
Shares 198,337 Value ($000) $26,873 Avg Close $114.61 Range $103.38 - $123.15
Q4 2018
Shares 154,018 Value ($000) $19,571 Avg Close $111.50 Range $96.19 - $135.93
Q3 2018
Shares 144,633 Value ($000) $22,055 Avg Close $120.51 Range $110.40 - $134.53
Q2 2018
Shares 155,244 Value ($000) $21,062 Avg Close $126.53 Range $112.48 - $137.00
Q1 2018
Shares 202,938 Value ($000) $29,909 Avg Close $133.07 Range $120.49 - $146.01