CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Manning & Napier Advisors LLC's Holding History (CIK: 0000062039)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 34,596 Value ($000) $19,975 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 42,140 Value ($000) $20,107 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 79,955 Value ($000) $31,039 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 102,629 Value ($000) $33,847 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 113,495 Value ($000) $41,171 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 124,626 Value ($000) $48,744 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 134,727 Value ($000) $44,878 Avg Close $338.69 Range $308.78 - $372.10

Q1 2017

Shares 86,261 Value ($000) $8,001 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 83,125 Value ($000) $7,707 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 78,545 Value ($000) $6,971 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 81,499 Value ($000) $6,177 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 82,267 Value ($000) $6,296 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 83,545 Value ($000) $5,677 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 85,783 Value ($000) $5,605 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 88,050 Value ($000) $7,468 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 72,221 Value ($000) $5,779 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 71,174 Value ($000) $6,513 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 80,787 Value ($000) $7,999 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 74,361 Value ($000) $8,079 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 1,532,071 Value ($000) $152,240 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 2,593,417 Value ($000) $235,506 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 2,543,741 Value ($000) $212,146 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 3,127,992 Value ($000) $258,026 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	34,596	$19,975	$555.50	$469.79 - $627.50
Q3 2025	42,140	$20,107	$425.39	$381.75 - $483.95
Q2 2025	79,955	$31,039	$330.84	$264.29 - $386.62
Q1 2025	102,629	$33,847	$351.95	$315.09 - $404.98
Q4 2024	113,495	$41,171	$381.74	$351.93 - $412.27
Q3 2024	124,626	$48,744	$338.69	$301.40 - $389.91
Q2 2024	134,727	$44,878	$338.69	$308.78 - $372.10
Q1 2017	86,261	$8,001	$77.69	$74.24 - $81.74
Q4 2016	83,125	$7,707	$73.74	$65.47 - $79.39
Q3 2016	78,545	$6,971	$66.01	$58.78 - $71.89
Q2 2016	81,499	$6,177	$59.82	$55.25 - $64.10
Q1 2016	82,267	$6,296	$53.06	$44.66 - $61.22
Q4 2015	83,545	$5,677	$54.58	$48.84 - $59.43
Q3 2015	85,783	$5,605	$59.11	$48.76 - $65.71
Q2 2015	88,050	$7,468	$65.86	$60.39 - $68.73
Q1 2015	72,221	$5,779	$63.13	$59.48 - $69.69
Q4 2014	71,174	$6,513	$73.34	$66.42 - $80.82
Q3 2014	80,787	$7,999	$79.29	$73.57 - $83.32
Q2 2014	74,361	$8,079	$78.02	$73.19 - $81.73
Q1 2014	1,532,071	$152,240	$69.69	$63.53 - $74.44
Q4 2013	2,593,417	$235,506	$62.67	$60.17 - $67.37
Q3 2013	2,543,741	$212,146	$61.64	$58.99 - $64.50
Q2 2013	3,127,992	$258,026	$61.55	$57.61 - $65.73