CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

ESSEX INVESTMENT MANAGEMENT CO LLC's Holding History (CIK: 0000201772)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023

Shares 4,655 Value ($000) $1,271 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 5,509 Value ($000) $1,355 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 14,930 Value ($000) $3,417 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 16,807 Value ($000) $4 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 20,155 Value ($000) $3,307 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 25,047 Value ($000) $4,477 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 26,839 Value ($000) $5,980 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 29,843 Value ($000) $6,170 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 25,830 Value ($000) $4,959 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 25,740 Value ($000) $5,602 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 27,426 Value ($000) $6,359 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 28,708 Value ($000) $5,225 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 32,241 Value ($000) $4,809 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 23,516 Value ($000) $2,975 Avg Close $106.19 Range $89.90 - $125.54

Q4 2019

Shares 191 Value ($000) $28 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 191 Value ($000) $24 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 191 Value ($000) $26 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 191 Value ($000) $26 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 431 Value ($000) $55 Avg Close $111.50 Range $96.19 - $135.93

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2023	4,655	$1,271	$261.47	$229.25 - $283.47
Q2 2023	5,509	$1,355	$213.76	$195.84 - $240.81
Q1 2023	14,930	$3,417	$230.59	$201.84 - $253.98
Q4 2022	16,807	$4	$206.59	$156.72 - $232.83
Q3 2022	20,155	$3,307	$172.21	$151.58 - $189.11
Q2 2022	25,047	$4,477	$197.29	$164.98 - $221.91
Q1 2022	26,839	$5,980	$195.46	$167.60 - $214.37
Q4 2021	29,843	$6,170	$186.69	$173.30 - $200.95
Q3 2021	25,830	$4,959	$192.08	$172.62 - $206.58
Q2 2021	25,740	$5,602	$211.85	$188.71 - $226.53
Q1 2021	27,426	$6,359	$189.09	$163.90 - $217.37
Q4 2020	28,708	$5,225	$153.98	$129.92 - $167.14
Q3 2020	32,241	$4,809	$126.81	$112.24 - $141.22
Q2 2020	23,516	$2,975	$106.19	$89.90 - $125.54
Q4 2019	191	$28	$123.01	$102.69 - $131.46
Q3 2019	191	$24	$111.09	$97.87 - $122.22
Q2 2019	191	$26	$114.70	$103.20 - $125.83
Q1 2019	191	$26	$114.61	$103.38 - $123.15
Q4 2018	431	$55	$111.50	$96.19 - $135.93