CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

BARCLAYS PLC's Holding History (CIK: 0000312069)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 1,147,830 Value ($000) $657,557 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 1,873,576 Value ($000) $732,793 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 1,403,087 Value ($000) $544,692 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 1,364,224 Value ($000) $449,921 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 1,310,763 Value ($000) $475,492 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 1,873,576 Value ($000) $733 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 1,467,949 Value ($000) $488,974 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 2,309,109 Value ($000) $846,127 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 1,421,528 Value ($000) $420,303 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 1,388,731 Value ($000) $379,124 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 1,090,197 Value ($000) $268 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 944,022 Value ($000) $216 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 2,232,172 Value ($000) $535 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 977,373 Value ($000) $160,368 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 446,181 Value ($000) $79,761 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 820,003 Value ($000) $182,715 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 1,543,970 Value ($000) $319,199 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 1,326,187 Value ($000) $254,588 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 1,199,030 Value ($000) $260,948 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 804,660 Value ($000) $186,577 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 681,142 Value ($000) $123,983 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 851,551 Value ($000) $127,006 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 892,693 Value ($000) $112,924 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 763,794 Value ($000) $88,631 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 1,002,365 Value ($000) $148,027 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 871,372 Value ($000) $110,063 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 1,123,089 Value ($000) $153,065 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 854,575 Value ($000) $115,787 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 811,568 Value ($000) $103,125 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 929,868 Value ($000) $141,795 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 931,815 Value ($000) $126,421 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 888,071 Value ($000) $130,882 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 929,421 Value ($000) $146,460 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 524,938 Value ($000) $65,465 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 474,996 Value ($000) $51,044 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 613,598 Value ($000) $56,916 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 783,085 Value ($000) $72,625 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 478,555 Value ($000) $42,479 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 705,330 Value ($000) $53,472 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 705,260 Value ($000) $53,600 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 1,593,348 Value ($000) $106,755 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 1,785,626 Value ($000) $116,075 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 1,004,113 Value ($000) $84,340 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 912,225 Value ($000) $72,985 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 831,201 Value ($000) $75,637 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 742,958 Value ($000) $73,552 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 650,320 Value ($000) $70,243 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 1,290,345 Value ($000) $127,747 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 1,962,947 Value ($000) $176,686 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 2,082,491 Value ($000) $172,845 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 978,028 Value ($000) $80,677 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	1,147,830	$657,557	$555.50	$469.79 - $627.50
Q3 2025	1,873,576	$732,793	$425.39	$381.75 - $483.95
Q2 2025	1,403,087	$544,692	$330.84	$264.29 - $386.62
Q1 2025	1,364,224	$449,921	$351.95	$315.09 - $404.98
Q4 2024	1,310,763	$475,492	$381.74	$351.93 - $412.27
Q3 2024	1,873,576	$733	$338.69	$301.40 - $389.91
Q2 2024	1,467,949	$488,974	$338.69	$308.78 - $372.10
Q1 2024	2,309,109	$846,127	$311.07	$268.51 - $357.70
Q4 2023	1,421,528	$420,303	$251.22	$216.95 - $290.10
Q3 2023	1,388,731	$379,124	$261.47	$229.25 - $283.47
Q2 2023	1,090,197	$268	$213.76	$195.84 - $240.81
Q1 2023	944,022	$216	$230.59	$201.84 - $253.98
Q4 2022	2,232,172	$535	$206.59	$156.72 - $232.83
Q3 2022	977,373	$160,368	$172.21	$151.58 - $189.11
Q2 2022	446,181	$79,761	$197.29	$164.98 - $221.91
Q1 2022	820,003	$182,715	$195.46	$167.60 - $214.37
Q4 2021	1,543,970	$319,199	$186.69	$173.30 - $200.95
Q3 2021	1,326,187	$254,588	$192.08	$172.62 - $206.58
Q2 2021	1,199,030	$260,948	$211.85	$188.71 - $226.53
Q1 2021	804,660	$186,577	$189.09	$163.90 - $217.37
Q4 2020	681,142	$123,983	$153.98	$129.92 - $167.14
Q3 2020	851,551	$127,006	$126.81	$112.24 - $141.22
Q2 2020	892,693	$112,924	$106.19	$89.90 - $125.54
Q1 2020	763,794	$88,631	$113.38	$77.78 - $132.89
Q4 2019	1,002,365	$148,027	$123.01	$102.69 - $131.46
Q3 2019	871,372	$110,063	$111.09	$97.87 - $122.22
Q2 2019	1,123,089	$153,065	$114.70	$103.20 - $125.83
Q1 2019	854,575	$115,787	$114.61	$103.38 - $123.15
Q4 2018	811,568	$103,125	$111.50	$96.19 - $135.93
Q3 2018	929,868	$141,795	$120.51	$110.40 - $134.53
Q2 2018	931,815	$126,421	$126.53	$112.48 - $137.00
Q1 2018	888,071	$130,882	$133.07	$120.49 - $146.01
Q4 2017	929,421	$146,460	$116.31	$103.45 - $133.20
Q3 2017	524,938	$65,465	$96.02	$87.71 - $104.79
Q2 2017	474,996	$51,044	$84.05	$74.79 - $89.64
Q1 2017	613,598	$56,916	$77.69	$74.24 - $81.74
Q4 2016	783,085	$72,625	$73.74	$65.47 - $79.39
Q3 2016	478,555	$42,479	$66.01	$58.78 - $71.89
Q2 2016	705,330	$53,472	$59.82	$55.25 - $64.10
Q1 2016	705,260	$53,600	$53.06	$44.66 - $61.22
Q4 2015	1,593,348	$106,755	$54.58	$48.84 - $59.43
Q3 2015	1,785,626	$116,075	$59.11	$48.76 - $65.71
Q2 2015	1,004,113	$84,340	$65.86	$60.39 - $68.73
Q1 2015	912,225	$72,985	$63.13	$59.48 - $69.69
Q4 2014	831,201	$75,637	$73.34	$66.42 - $80.82
Q3 2014	742,958	$73,552	$79.29	$73.57 - $83.32
Q2 2014	650,320	$70,243	$78.02	$73.19 - $81.73
Q1 2014	1,290,345	$127,747	$69.69	$63.53 - $74.44
Q4 2013	1,962,947	$176,686	$62.67	$60.17 - $67.37
Q3 2013	2,082,491	$172,845	$61.64	$58.99 - $64.50
Q2 2013	978,028	$80,677	$61.55	$57.61 - $65.73