CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

DIMENSIONAL FUND ADVISORS LP's Holding History (CIK: 0000354204)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 2,772,301 Value ($000) $1,588,239 Avg Close $555.50 Range $469.79 - $627.50
Q3 2025
Shares 2,898,668 Value ($000) $1,382,945 Avg Close $425.39 Range $381.75 - $483.95
Q2 2025
Shares 2,968,396 Value ($000) $1,152,328 Avg Close $330.84 Range $264.29 - $386.62
Q1 2025
Shares 3,087,773 Value ($000) $1,018,249 Avg Close $351.95 Range $315.09 - $404.98
Q4 2024
Shares 3,181,535 Value ($000) $1,154,174 Avg Close $381.74 Range $351.93 - $412.27
Q3 2024
Shares 3,098,956 Value ($000) $1,212,091 Avg Close $338.69 Range $301.40 - $389.91
Q2 2024
Shares 3,069,840 Value ($000) $1,022,488 Avg Close $338.69 Range $308.78 - $372.10
Q1 2024
Shares 2,904,482 Value ($000) $1,064,289 Avg Close $311.07 Range $268.51 - $357.70
Q4 2023
Shares 2,833,681 Value ($000) $837,851 Avg Close $251.22 Range $216.95 - $290.10
Q3 2023
Shares 2,701,926 Value ($000) $737,671 Avg Close $261.47 Range $229.25 - $283.47
Q2 2023
Shares 2,617,471 Value ($000) $644,022 Avg Close $213.76 Range $195.84 - $240.81
Q1 2023
Shares 2,499,429 Value ($000) $571,936 Avg Close $230.59 Range $201.84 - $253.98
Q4 2022
Shares 2,396,741 Value ($000) $574 Avg Close $206.59 Range $156.72 - $232.83
Q3 2022
Shares 2,427,196 Value ($000) $398,278 Avg Close $172.21 Range $151.58 - $189.11
Q2 2022
Shares 2,358,645 Value ($000) $421,655 Avg Close $197.29 Range $164.98 - $221.91
Q1 2022
Shares 2,313,046 Value ($000) $515,397 Avg Close $195.46 Range $167.60 - $214.37
Q4 2021
Shares 2,288,254 Value ($000) $473,058 Avg Close $186.69 Range $173.30 - $200.95
Q3 2021
Shares 2,407,121 Value ($000) $462,177 Avg Close $192.08 Range $172.62 - $206.58
Q2 2021
Shares 2,447,625 Value ($000) $532,646 Avg Close $211.85 Range $188.71 - $226.53
Q1 2021
Shares 2,457,609 Value ($000) $569,859 Avg Close $189.09 Range $163.90 - $217.37
Q4 2020
Shares 2,574,500 Value ($000) $468,575 Avg Close $153.98 Range $129.92 - $167.14
Q3 2020
Shares 2,767,475 Value ($000) $412,707 Avg Close $126.81 Range $112.24 - $141.22
Q2 2020
Shares 2,752,282 Value ($000) $348,127 Avg Close $106.19 Range $89.90 - $125.54
Q1 2020
Shares 2,621,913 Value ($000) $304,117 Avg Close $113.38 Range $77.78 - $132.89
Q4 2019
Shares 2,481,852 Value ($000) $366,518 Avg Close $123.01 Range $102.69 - $131.46
Q3 2019
Shares 2,489,272 Value ($000) $314,434 Avg Close $111.09 Range $97.87 - $122.22
Q2 2019
Shares 2,323,393 Value ($000) $316,654 Avg Close $114.70 Range $103.20 - $125.83
Q1 2019
Shares 2,248,302 Value ($000) $304,598 Avg Close $114.61 Range $103.38 - $123.15
Q4 2018
Shares 2,139,889 Value ($000) $271,916 Avg Close $111.50 Range $96.19 - $135.93
Q3 2018
Shares 2,163,986 Value ($000) $329,982 Avg Close $120.51 Range $110.40 - $134.53
Q2 2018
Shares 2,147,234 Value ($000) $291,325 Avg Close $126.53 Range $112.48 - $137.00
Q1 2018
Shares 1,995,274 Value ($000) $294,063 Avg Close $133.07 Range $120.49 - $146.01
Q4 2017
Shares 1,988,357 Value ($000) $313,341 Avg Close $116.31 Range $103.45 - $133.20
Q3 2017
Shares 2,010,239 Value ($000) $250,702 Avg Close $96.02 Range $87.71 - $104.79
Q2 2017
Shares 1,982,730 Value ($000) $213,049 Avg Close $84.05 Range $74.79 - $89.64
Q1 2017
Shares 2,091,030 Value ($000) $193,965 Avg Close $77.69 Range $74.24 - $81.74
Q4 2016
Shares 3,319,401 Value ($000) $307,850 Avg Close $73.74 Range $65.47 - $79.39
Q3 2016
Shares 3,507,523 Value ($000) $311,347 Avg Close $66.01 Range $58.78 - $71.89
Q2 2016
Shares 3,696,204 Value ($000) $280,190 Avg Close $59.82 Range $55.25 - $64.10
Q1 2016
Shares 3,795,697 Value ($000) $290,521 Avg Close $53.06 Range $44.66 - $61.22
Q4 2015
Shares 3,543,333 Value ($000) $240,813 Avg Close $54.58 Range $48.84 - $59.43
Q3 2015
Shares 2,196,989 Value ($000) $143,592 Avg Close $59.11 Range $48.76 - $65.71
Q2 2015
Shares 1,234,753 Value ($000) $104,745 Avg Close $65.86 Range $60.39 - $68.73
Q1 2015
Shares 1,170,301 Value ($000) $93,666 Avg Close $63.13 Range $59.48 - $69.69
Q4 2014
Shares 1,168,353 Value ($000) $106,955 Avg Close $73.34 Range $66.42 - $80.82
Q3 2014
Shares 1,077,676 Value ($000) $106,735 Avg Close $79.29 Range $73.57 - $83.32
Q2 2014
Shares 1,022,276 Value ($000) $111,089 Avg Close $78.02 Range $73.19 - $81.73
Q1 2014
Shares 857,293 Value ($000) $85,183 Avg Close $69.69 Range $63.53 - $74.44
Q4 2013
Shares 663,658 Value ($000) $60,267 Avg Close $62.67 Range $60.17 - $67.37
Q3 2013
Shares 655,468 Value ($000) $54,644 Avg Close $61.64 Range $58.99 - $64.50
Q2 2013
Shares 645,385 Value ($000) $53,243 Avg Close $61.55 Range $57.61 - $65.73