CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

STIFEL FINANCIAL CORP's Holding History (CIK: 0000720672)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 605,482 Value ($000) $346,892 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 612,543 Value ($000) $292,298 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 625,585 Value ($000) $242,883 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 614,588 Value ($000) $202,709 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 653,025 Value ($000) $236,909 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 665,638 Value ($000) $260,360 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 670,994 Value ($000) $223,530 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 642,874 Value ($000) $235,589 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 662,759 Value ($000) $195,974 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 643,253 Value ($000) $175,625 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 637,759 Value ($000) $156,933 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 635,757 Value ($000) $145,501 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 653,435 Value ($000) $156,549 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 640,967 Value ($000) $105,176 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 652,383 Value ($000) $116,625 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 671,499 Value ($000) $149,627 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 577,821 Value ($000) $119,462 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 518,108 Value ($000) $99,463 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 488,090 Value ($000) $106,230 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 484,146 Value ($000) $112,264 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 490,695 Value ($000) $89,315 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 510,251 Value ($000) $76,104 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 480,694 Value ($000) $60,810 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 467,886 Value ($000) $54,311 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 496,860 Value ($000) $73,311 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 461,676 Value ($000) $58,454 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 496,275 Value ($000) $67,606 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 474,556 Value ($000) $64,375 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 448,983 Value ($000) $57,208 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 377,701 Value ($000) $57,669 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 397,073 Value ($000) $54,555 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 410,526 Value ($000) $60,550 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 445,094 Value ($000) $70,199 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 480,970 Value ($000) $59,878 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 456,577 Value ($000) $49,038 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 363,840 Value ($000) $33,774 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 354,805 Value ($000) $32,926 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 348,864 Value ($000) $30,976 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 369,933 Value ($000) $28,046 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 361,475 Value ($000) $27,667 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 802,293 Value ($000) $54,522 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 820,340 Value ($000) $53,628 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 794,571 Value ($000) $67,363 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 467,572 Value ($000) $37,414 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 524,029 Value ($000) $47,968 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 161,535 Value ($000) $15,996 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 101,427 Value ($000) $11,022 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 95,462 Value ($000) $9,487 Avg Close $69.69 Range $63.53 - $74.44

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	605,482	$346,892	$555.50	$469.79 - $627.50
Q3 2025	612,543	$292,298	$425.39	$381.75 - $483.95
Q2 2025	625,585	$242,883	$330.84	$264.29 - $386.62
Q1 2025	614,588	$202,709	$351.95	$315.09 - $404.98
Q4 2024	653,025	$236,909	$381.74	$351.93 - $412.27
Q3 2024	665,638	$260,360	$338.69	$301.40 - $389.91
Q2 2024	670,994	$223,530	$338.69	$308.78 - $372.10
Q1 2024	642,874	$235,589	$311.07	$268.51 - $357.70
Q4 2023	662,759	$195,974	$251.22	$216.95 - $290.10
Q3 2023	643,253	$175,625	$261.47	$229.25 - $283.47
Q2 2023	637,759	$156,933	$213.76	$195.84 - $240.81
Q1 2023	635,757	$145,501	$230.59	$201.84 - $253.98
Q4 2022	653,435	$156,549	$206.59	$156.72 - $232.83
Q3 2022	640,967	$105,176	$172.21	$151.58 - $189.11
Q2 2022	652,383	$116,625	$197.29	$164.98 - $221.91
Q1 2022	671,499	$149,627	$195.46	$167.60 - $214.37
Q4 2021	577,821	$119,462	$186.69	$173.30 - $200.95
Q3 2021	518,108	$99,463	$192.08	$172.62 - $206.58
Q2 2021	488,090	$106,230	$211.85	$188.71 - $226.53
Q1 2021	484,146	$112,264	$189.09	$163.90 - $217.37
Q4 2020	490,695	$89,315	$153.98	$129.92 - $167.14
Q3 2020	510,251	$76,104	$126.81	$112.24 - $141.22
Q2 2020	480,694	$60,810	$106.19	$89.90 - $125.54
Q1 2020	467,886	$54,311	$113.38	$77.78 - $132.89
Q4 2019	496,860	$73,311	$123.01	$102.69 - $131.46
Q3 2019	461,676	$58,454	$111.09	$97.87 - $122.22
Q2 2019	496,275	$67,606	$114.70	$103.20 - $125.83
Q1 2019	474,556	$64,375	$114.61	$103.38 - $123.15
Q4 2018	448,983	$57,208	$111.50	$96.19 - $135.93
Q3 2018	377,701	$57,669	$120.51	$110.40 - $134.53
Q2 2018	397,073	$54,555	$126.53	$112.48 - $137.00
Q1 2018	410,526	$60,550	$133.07	$120.49 - $146.01
Q4 2017	445,094	$70,199	$116.31	$103.45 - $133.20
Q3 2017	480,970	$59,878	$96.02	$87.71 - $104.79
Q2 2017	456,577	$49,038	$84.05	$74.79 - $89.64
Q1 2017	363,840	$33,774	$77.69	$74.24 - $81.74
Q4 2016	354,805	$32,926	$73.74	$65.47 - $79.39
Q3 2016	348,864	$30,976	$66.01	$58.78 - $71.89
Q2 2016	369,933	$28,046	$59.82	$55.25 - $64.10
Q1 2016	361,475	$27,667	$53.06	$44.66 - $61.22
Q4 2015	802,293	$54,522	$54.58	$48.84 - $59.43
Q3 2015	820,340	$53,628	$59.11	$48.76 - $65.71
Q2 2015	794,571	$67,363	$65.86	$60.39 - $68.73
Q1 2015	467,572	$37,414	$63.13	$59.48 - $69.69
Q4 2014	524,029	$47,968	$73.34	$66.42 - $80.82
Q3 2014	161,535	$15,996	$79.29	$73.57 - $83.32
Q2 2014	101,427	$11,022	$78.02	$73.19 - $81.73
Q1 2014	95,462	$9,487	$69.69	$63.53 - $74.44