CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

PINNACLE ASSOCIATES LTD's Holding History (CIK: 0000743127)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 112,090 Value ($000) $64,213 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 112,996 Value ($000) $53,916 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 112,662 Value ($000) $43,737 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 112,248 Value ($000) $37,019 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 111,606 Value ($000) $40,486 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 96,006 Value ($000) $28,386 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 111,165 Value ($000) $37,029 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 95,865 Value ($000) $35,128 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 96,006 Value ($000) $28,386 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 90,769 Value ($000) $24,780 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 80,324 Value ($000) $19,764 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 66,691 Value ($000) $15,262 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 67,009 Value ($000) $16,053 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 61,158 Value ($000) $10,035 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 61,454 Value ($000) $10,985 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 62,412 Value ($000) $13,907 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 68,674 Value ($000) $14,198 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 65,368 Value ($000) $12,549 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 64,853 Value ($000) $14,114 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 66,565 Value ($000) $15,434 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 80,247 Value ($000) $14,607 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 75,070 Value ($000) $11,197 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 73,483 Value ($000) $9,296 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 73,671 Value ($000) $8,549 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 84,631 Value ($000) $12,498 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 86,360 Value ($000) $10,908 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 76,126 Value ($000) $10,375 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 71,039 Value ($000) $9,625 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 70,204 Value ($000) $8,921 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 67,349 Value ($000) $10,270 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 66,525 Value ($000) $9,025 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 66,231 Value ($000) $9,761 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 54,964 Value ($000) $8,661 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 55,184 Value ($000) $6,882 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 55,240 Value ($000) $5,936 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 55,990 Value ($000) $5,194 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 67,393 Value ($000) $6,250 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 68,588 Value ($000) $6,089 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 69,392 Value ($000) $5,261 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 71,360 Value ($000) $5,462 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 73,249 Value ($000) $4,978 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 79,774 Value ($000) $5,214 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 89,759 Value ($000) $7,613 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 89,623 Value ($000) $7,172 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 85,936 Value ($000) $7,866 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 83,427 Value ($000) $8,262 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 97,132 Value ($000) $10,555 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 98,910 Value ($000) $9,829 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 99,318 Value ($000) $9,019 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 99,354 Value ($000) $8,286 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 99,454 Value ($000) $8,204 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	112,090	$64,213	$555.50	$469.79 - $627.50
Q3 2025	112,996	$53,916	$425.39	$381.75 - $483.95
Q2 2025	112,662	$43,737	$330.84	$264.29 - $386.62
Q1 2025	112,248	$37,019	$351.95	$315.09 - $404.98
Q4 2024	111,606	$40,486	$381.74	$351.93 - $412.27
Q3 2024	96,006	$28,386	$338.69	$301.40 - $389.91
Q2 2024	111,165	$37,029	$338.69	$308.78 - $372.10
Q1 2024	95,865	$35,128	$311.07	$268.51 - $357.70
Q4 2023	96,006	$28,386	$251.22	$216.95 - $290.10
Q3 2023	90,769	$24,780	$261.47	$229.25 - $283.47
Q2 2023	80,324	$19,764	$213.76	$195.84 - $240.81
Q1 2023	66,691	$15,262	$230.59	$201.84 - $253.98
Q4 2022	67,009	$16,053	$206.59	$156.72 - $232.83
Q3 2022	61,158	$10,035	$172.21	$151.58 - $189.11
Q2 2022	61,454	$10,985	$197.29	$164.98 - $221.91
Q1 2022	62,412	$13,907	$195.46	$167.60 - $214.37
Q4 2021	68,674	$14,198	$186.69	$173.30 - $200.95
Q3 2021	65,368	$12,549	$192.08	$172.62 - $206.58
Q2 2021	64,853	$14,114	$211.85	$188.71 - $226.53
Q1 2021	66,565	$15,434	$189.09	$163.90 - $217.37
Q4 2020	80,247	$14,607	$153.98	$129.92 - $167.14
Q3 2020	75,070	$11,197	$126.81	$112.24 - $141.22
Q2 2020	73,483	$9,296	$106.19	$89.90 - $125.54
Q1 2020	73,671	$8,549	$113.38	$77.78 - $132.89
Q4 2019	84,631	$12,498	$123.01	$102.69 - $131.46
Q3 2019	86,360	$10,908	$111.09	$97.87 - $122.22
Q2 2019	76,126	$10,375	$114.70	$103.20 - $125.83
Q1 2019	71,039	$9,625	$114.61	$103.38 - $123.15
Q4 2018	70,204	$8,921	$111.50	$96.19 - $135.93
Q3 2018	67,349	$10,270	$120.51	$110.40 - $134.53
Q2 2018	66,525	$9,025	$126.53	$112.48 - $137.00
Q1 2018	66,231	$9,761	$133.07	$120.49 - $146.01
Q4 2017	54,964	$8,661	$116.31	$103.45 - $133.20
Q3 2017	55,184	$6,882	$96.02	$87.71 - $104.79
Q2 2017	55,240	$5,936	$84.05	$74.79 - $89.64
Q1 2017	55,990	$5,194	$77.69	$74.24 - $81.74
Q4 2016	67,393	$6,250	$73.74	$65.47 - $79.39
Q3 2016	68,588	$6,089	$66.01	$58.78 - $71.89
Q2 2016	69,392	$5,261	$59.82	$55.25 - $64.10
Q1 2016	71,360	$5,462	$53.06	$44.66 - $61.22
Q4 2015	73,249	$4,978	$54.58	$48.84 - $59.43
Q3 2015	79,774	$5,214	$59.11	$48.76 - $65.71
Q2 2015	89,759	$7,613	$65.86	$60.39 - $68.73
Q1 2015	89,623	$7,172	$63.13	$59.48 - $69.69
Q4 2014	85,936	$7,866	$73.34	$66.42 - $80.82
Q3 2014	83,427	$8,262	$79.29	$73.57 - $83.32
Q2 2014	97,132	$10,555	$78.02	$73.19 - $81.73
Q1 2014	98,910	$9,829	$69.69	$63.53 - $74.44
Q4 2013	99,318	$9,019	$62.67	$60.17 - $67.37
Q3 2013	99,354	$8,286	$61.64	$58.99 - $64.50
Q2 2013	99,454	$8,204	$61.55	$57.61 - $65.73