CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

RESOURCES MANAGEMENT CORP /CT/ /ADV's Holding History (CIK: 0000749044)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 5,230 Value ($000) $3 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 5,330 Value ($000) $3 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 6,230 Value ($000) $2 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 6,230 Value ($000) $2 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 6,325 Value ($000) $2 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 6,594 Value ($000) $3 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 6,594 Value ($000) $2 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 6,594 Value ($000) $2 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 6,894 Value ($000) $2 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 5,890 Value ($000) $2 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 6,290 Value ($000) $2 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 90,625 Value ($000) $13 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 6,720 Value ($000) $2 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 9,225 Value ($000) $1,514 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 9,965 Value ($000) $1,781 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 10,665 Value ($000) $2,376 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 10,765 Value ($000) $2,226 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 10,815 Value ($000) $2,076 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 10,865 Value ($000) $2,365 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 10,895 Value ($000) $2,526 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 10,945 Value ($000) $1,992 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 11,495 Value ($000) $1,714 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 11,545 Value ($000) $1,460 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 12,223 Value ($000) $1,418 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 12,558 Value ($000) $1,855 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 11,975 Value ($000) $1,513 Avg Close $111.09 Range $97.87 - $122.22

Q4 2018

Shares 11,905 Value ($000) $1,512 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 11,905 Value ($000) $1,815 Avg Close $120.51 Range $110.40 - $134.53

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	5,230	$3	$555.50	$469.79 - $627.50
Q3 2025	5,330	$3	$425.39	$381.75 - $483.95
Q2 2025	6,230	$2	$330.84	$264.29 - $386.62
Q1 2025	6,230	$2	$351.95	$315.09 - $404.98
Q4 2024	6,325	$2	$381.74	$351.93 - $412.27
Q3 2024	6,594	$3	$338.69	$301.40 - $389.91
Q2 2024	6,594	$2	$338.69	$308.78 - $372.10
Q1 2024	6,594	$2	$311.07	$268.51 - $357.70
Q4 2023	6,894	$2	$251.22	$216.95 - $290.10
Q3 2023	5,890	$2	$261.47	$229.25 - $283.47
Q2 2023	6,290	$2	$213.76	$195.84 - $240.81
Q1 2023	90,625	$13	$230.59	$201.84 - $253.98
Q4 2022	6,720	$2	$206.59	$156.72 - $232.83
Q3 2022	9,225	$1,514	$172.21	$151.58 - $189.11
Q2 2022	9,965	$1,781	$197.29	$164.98 - $221.91
Q1 2022	10,665	$2,376	$195.46	$167.60 - $214.37
Q4 2021	10,765	$2,226	$186.69	$173.30 - $200.95
Q3 2021	10,815	$2,076	$192.08	$172.62 - $206.58
Q2 2021	10,865	$2,365	$211.85	$188.71 - $226.53
Q1 2021	10,895	$2,526	$189.09	$163.90 - $217.37
Q4 2020	10,945	$1,992	$153.98	$129.92 - $167.14
Q3 2020	11,495	$1,714	$126.81	$112.24 - $141.22
Q2 2020	11,545	$1,460	$106.19	$89.90 - $125.54
Q1 2020	12,223	$1,418	$113.38	$77.78 - $132.89
Q4 2019	12,558	$1,855	$123.01	$102.69 - $131.46
Q3 2019	11,975	$1,513	$111.09	$97.87 - $122.22
Q4 2018	11,905	$1,512	$111.50	$96.19 - $135.93
Q3 2018	11,905	$1,815	$120.51	$110.40 - $134.53