CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

STEPHENS INC /AR/'s Holding History (CIK: 0000757657)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 58,243 Value ($000) $33,366 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 61,155 Value ($000) $29,180 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 68,648 Value ($000) $26,650 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 70,471 Value ($000) $23,241 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 91,340 Value ($000) $33,134 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 91,532 Value ($000) $35,800 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 90,073 Value ($000) $30,003 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 93,512 Value ($000) $34,266 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 88,941 Value ($000) $26,297 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 83,937 Value ($000) $22,915 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 82,244 Value ($000) $20,236 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 73,754 Value ($000) $16,878 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 77,585 Value ($000) $18,586 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 72,632 Value ($000) $11,917 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 72,833 Value ($000) $13,020 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 72,125 Value ($000) $16,071 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 83,755 Value ($000) $17,315 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 73,098 Value ($000) $14,033 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 67,493 Value ($000) $14,689 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 76,194 Value ($000) $17,667 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 71,514 Value ($000) $13,017 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 71,496 Value ($000) $10,664 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 71,458 Value ($000) $9,039 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 70,801 Value ($000) $8,216 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 51,807 Value ($000) $7,651 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 63,059 Value ($000) $7,965 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 62,305 Value ($000) $8,492 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 62,125 Value ($000) $8,417 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 58,928 Value ($000) $7,488 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 49,714 Value ($000) $7,581 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 45,283 Value ($000) $6,144 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 44,617 Value ($000) $6,576 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 40,893 Value ($000) $6,444 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 40,812 Value ($000) $5,090 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 39,735 Value ($000) $4,270 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 34,126 Value ($000) $3,165 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 34,500 Value ($000) $3,200 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 34,196 Value ($000) $3,036 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 36,895 Value ($000) $2,797 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 31,070 Value ($000) $2,378 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 25,322 Value ($000) $1,721 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 25,534 Value ($000) $1,669 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 34,518 Value ($000) $2,928 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 26,208 Value ($000) $2,097 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 22,456 Value ($000) $2,055 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 21,592 Value ($000) $2,138 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 21,346 Value ($000) $2,320 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 18,753 Value ($000) $1,863 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 15,463 Value ($000) $1,404 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 17,192 Value ($000) $1,434 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 20,075 Value ($000) $1,656 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	58,243	$33,366	$555.50	$469.79 - $627.50
Q3 2025	61,155	$29,180	$425.39	$381.75 - $483.95
Q2 2025	68,648	$26,650	$330.84	$264.29 - $386.62
Q1 2025	70,471	$23,241	$351.95	$315.09 - $404.98
Q4 2024	91,340	$33,134	$381.74	$351.93 - $412.27
Q3 2024	91,532	$35,800	$338.69	$301.40 - $389.91
Q2 2024	90,073	$30,003	$338.69	$308.78 - $372.10
Q1 2024	93,512	$34,266	$311.07	$268.51 - $357.70
Q4 2023	88,941	$26,297	$251.22	$216.95 - $290.10
Q3 2023	83,937	$22,915	$261.47	$229.25 - $283.47
Q2 2023	82,244	$20,236	$213.76	$195.84 - $240.81
Q1 2023	73,754	$16,878	$230.59	$201.84 - $253.98
Q4 2022	77,585	$18,586	$206.59	$156.72 - $232.83
Q3 2022	72,632	$11,917	$172.21	$151.58 - $189.11
Q2 2022	72,833	$13,020	$197.29	$164.98 - $221.91
Q1 2022	72,125	$16,071	$195.46	$167.60 - $214.37
Q4 2021	83,755	$17,315	$186.69	$173.30 - $200.95
Q3 2021	73,098	$14,033	$192.08	$172.62 - $206.58
Q2 2021	67,493	$14,689	$211.85	$188.71 - $226.53
Q1 2021	76,194	$17,667	$189.09	$163.90 - $217.37
Q4 2020	71,514	$13,017	$153.98	$129.92 - $167.14
Q3 2020	71,496	$10,664	$126.81	$112.24 - $141.22
Q2 2020	71,458	$9,039	$106.19	$89.90 - $125.54
Q1 2020	70,801	$8,216	$113.38	$77.78 - $132.89
Q4 2019	51,807	$7,651	$123.01	$102.69 - $131.46
Q3 2019	63,059	$7,965	$111.09	$97.87 - $122.22
Q2 2019	62,305	$8,492	$114.70	$103.20 - $125.83
Q1 2019	62,125	$8,417	$114.61	$103.38 - $123.15
Q4 2018	58,928	$7,488	$111.50	$96.19 - $135.93
Q3 2018	49,714	$7,581	$120.51	$110.40 - $134.53
Q2 2018	45,283	$6,144	$126.53	$112.48 - $137.00
Q1 2018	44,617	$6,576	$133.07	$120.49 - $146.01
Q4 2017	40,893	$6,444	$116.31	$103.45 - $133.20
Q3 2017	40,812	$5,090	$96.02	$87.71 - $104.79
Q2 2017	39,735	$4,270	$84.05	$74.79 - $89.64
Q1 2017	34,126	$3,165	$77.69	$74.24 - $81.74
Q4 2016	34,500	$3,200	$73.74	$65.47 - $79.39
Q3 2016	34,196	$3,036	$66.01	$58.78 - $71.89
Q2 2016	36,895	$2,797	$59.82	$55.25 - $64.10
Q1 2016	31,070	$2,378	$53.06	$44.66 - $61.22
Q4 2015	25,322	$1,721	$54.58	$48.84 - $59.43
Q3 2015	25,534	$1,669	$59.11	$48.76 - $65.71
Q2 2015	34,518	$2,928	$65.86	$60.39 - $68.73
Q1 2015	26,208	$2,097	$63.13	$59.48 - $69.69
Q4 2014	22,456	$2,055	$73.34	$66.42 - $80.82
Q3 2014	21,592	$2,138	$79.29	$73.57 - $83.32
Q2 2014	21,346	$2,320	$78.02	$73.19 - $81.73
Q1 2014	18,753	$1,863	$69.69	$63.53 - $74.44
Q4 2013	15,463	$1,404	$62.67	$60.17 - $67.37
Q3 2013	17,192	$1,434	$61.64	$58.99 - $64.50
Q2 2013	20,075	$1,656	$61.55	$57.61 - $65.73