CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

CITIZENS FINANCIAL GROUP INC/RI's Holding History (CIK: 0000759944)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 33,679 Value ($000) $19,293 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 30,853 Value ($000) $14,721 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 29,146 Value ($000) $11,315 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 26,420 Value ($000) $8,713 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 19,097 Value ($000) $6,928 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 13,902 Value ($000) $5,437 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 9,721 Value ($000) $3,238 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 6,470 Value ($000) $2,371 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 8,199 Value ($000) $2,424 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 5,699 Value ($000) $1,556 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 6,705 Value ($000) $1,650 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 7,461 Value ($000) $1,707 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 5,953 Value ($000) $1,426 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 5,903 Value ($000) $968 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 5,892 Value ($000) $1,054 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 6,016 Value ($000) $1,340 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 7,313 Value ($000) $1,488 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 7,975 Value ($000) $1,531 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 7,174 Value ($000) $1,561 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 7,143 Value ($000) $1,656 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 5,710 Value ($000) $1,039 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 6,155 Value ($000) $918 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 8,103 Value ($000) $1,025 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 8,027 Value ($000) $932 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 8,694 Value ($000) $1,283 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 57,615 Value ($000) $7,277 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 58,188 Value ($000) $7,930 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 60,670 Value ($000) $8,220 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 59,696 Value ($000) $7,586 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 61,174 Value ($000) $9,328 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 62,455 Value ($000) $8,473 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 63,876 Value ($000) $9,414 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 83,598 Value ($000) $13,173 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 82,305 Value ($000) $10,264 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 57,398 Value ($000) $6,169 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 9,496 Value ($000) $880 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 12,069 Value ($000) $1,119 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 10,937 Value ($000) $971 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 9,431 Value ($000) $715 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 10,876 Value ($000) $832 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 11,676 Value ($000) $800 Avg Close $54.58 Range $48.84 - $59.43

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	33,679	$19,293	$555.50	$469.79 - $627.50
Q3 2025	30,853	$14,721	$425.39	$381.75 - $483.95
Q2 2025	29,146	$11,315	$330.84	$264.29 - $386.62
Q1 2025	26,420	$8,713	$351.95	$315.09 - $404.98
Q4 2024	19,097	$6,928	$381.74	$351.93 - $412.27
Q3 2024	13,902	$5,437	$338.69	$301.40 - $389.91
Q2 2024	9,721	$3,238	$338.69	$308.78 - $372.10
Q1 2024	6,470	$2,371	$311.07	$268.51 - $357.70
Q4 2023	8,199	$2,424	$251.22	$216.95 - $290.10
Q3 2023	5,699	$1,556	$261.47	$229.25 - $283.47
Q2 2023	6,705	$1,650	$213.76	$195.84 - $240.81
Q1 2023	7,461	$1,707	$230.59	$201.84 - $253.98
Q4 2022	5,953	$1,426	$206.59	$156.72 - $232.83
Q3 2022	5,903	$968	$172.21	$151.58 - $189.11
Q2 2022	5,892	$1,054	$197.29	$164.98 - $221.91
Q1 2022	6,016	$1,340	$195.46	$167.60 - $214.37
Q4 2021	7,313	$1,488	$186.69	$173.30 - $200.95
Q3 2021	7,975	$1,531	$192.08	$172.62 - $206.58
Q2 2021	7,174	$1,561	$211.85	$188.71 - $226.53
Q1 2021	7,143	$1,656	$189.09	$163.90 - $217.37
Q4 2020	5,710	$1,039	$153.98	$129.92 - $167.14
Q3 2020	6,155	$918	$126.81	$112.24 - $141.22
Q2 2020	8,103	$1,025	$106.19	$89.90 - $125.54
Q1 2020	8,027	$932	$113.38	$77.78 - $132.89
Q4 2019	8,694	$1,283	$123.01	$102.69 - $131.46
Q3 2019	57,615	$7,277	$111.09	$97.87 - $122.22
Q2 2019	58,188	$7,930	$114.70	$103.20 - $125.83
Q1 2019	60,670	$8,220	$114.61	$103.38 - $123.15
Q4 2018	59,696	$7,586	$111.50	$96.19 - $135.93
Q3 2018	61,174	$9,328	$120.51	$110.40 - $134.53
Q2 2018	62,455	$8,473	$126.53	$112.48 - $137.00
Q1 2018	63,876	$9,414	$133.07	$120.49 - $146.01
Q4 2017	83,598	$13,173	$116.31	$103.45 - $133.20
Q3 2017	82,305	$10,264	$96.02	$87.71 - $104.79
Q2 2017	57,398	$6,169	$84.05	$74.79 - $89.64
Q1 2017	9,496	$880	$77.69	$74.24 - $81.74
Q4 2016	12,069	$1,119	$73.74	$65.47 - $79.39
Q3 2016	10,937	$971	$66.01	$58.78 - $71.89
Q2 2016	9,431	$715	$59.82	$55.25 - $64.10
Q1 2016	10,876	$832	$53.06	$44.66 - $61.22
Q4 2015	11,676	$800	$54.58	$48.84 - $59.43