CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

CONNING INC.'s Holding History (CIK: 0000801051)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 57,579 Value ($000) $32,985 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 81,480 Value ($000) $38,878 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 100,324 Value ($000) $38,947 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 109,385 Value ($000) $36,075 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 98,293 Value ($000) $35,657 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 116,445 Value ($000) $45,544 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 111,125 Value ($000) $36,960 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 118,580 Value ($000) $43,371 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 133,826 Value ($000) $39,491 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 130,300 Value ($000) $35,516 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 167,857 Value ($000) $41,224 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 156,769 Value ($000) $35,816 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 164,918 Value ($000) $39,448 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 200,767 Value ($000) $32,913 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 206,239 Value ($000) $36,818 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 234,628 Value ($000) $52,245 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 251,400 Value ($000) $51,938 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 240,088 Value ($000) $46,056 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 211,185 Value ($000) $45,925 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 7,353 Value ($000) $1,705 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 7,993 Value ($000) $1,455 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 8,153 Value ($000) $1,216 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 8,113 Value ($000) $1,026 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 8,390 Value ($000) $974 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 8,716 Value ($000) $1,287 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 9,296 Value ($000) $1,174 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 9,625 Value ($000) $1,312 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 15,148 Value ($000) $2,052 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 15,188 Value ($000) $1,930 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 16,628 Value ($000) $2,536 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 17,503 Value ($000) $2,375 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 17,943 Value ($000) $2,644 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 19,463 Value ($000) $3,067 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 17,903 Value ($000) $2,233 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 18,023 Value ($000) $1,937 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 18,188 Value ($000) $1,687 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 18,437 Value ($000) $1,710 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 18,567 Value ($000) $1,648 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 31,330 Value ($000) $2,375 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 31,340 Value ($000) $2,399 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 31,310 Value ($000) $2,128 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 32,090 Value ($000) $2,097 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 22,273 Value ($000) $1,889 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 21,337 Value ($000) $1,708 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 21,497 Value ($000) $1,968 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 22,117 Value ($000) $2,190 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 22,727 Value ($000) $2,470 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 23,877 Value ($000) $2,373 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 23,177 Value ($000) $2,105 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 19,897 Value ($000) $1,659 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 19,517 Value ($000) $1,610 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	57,579	$32,985	$555.50	$469.79 - $627.50
Q3 2025	81,480	$38,878	$425.39	$381.75 - $483.95
Q2 2025	100,324	$38,947	$330.84	$264.29 - $386.62
Q1 2025	109,385	$36,075	$351.95	$315.09 - $404.98
Q4 2024	98,293	$35,657	$381.74	$351.93 - $412.27
Q3 2024	116,445	$45,544	$338.69	$301.40 - $389.91
Q2 2024	111,125	$36,960	$338.69	$308.78 - $372.10
Q1 2024	118,580	$43,371	$311.07	$268.51 - $357.70
Q4 2023	133,826	$39,491	$251.22	$216.95 - $290.10
Q3 2023	130,300	$35,516	$261.47	$229.25 - $283.47
Q2 2023	167,857	$41,224	$213.76	$195.84 - $240.81
Q1 2023	156,769	$35,816	$230.59	$201.84 - $253.98
Q4 2022	164,918	$39,448	$206.59	$156.72 - $232.83
Q3 2022	200,767	$32,913	$172.21	$151.58 - $189.11
Q2 2022	206,239	$36,818	$197.29	$164.98 - $221.91
Q1 2022	234,628	$52,245	$195.46	$167.60 - $214.37
Q4 2021	251,400	$51,938	$186.69	$173.30 - $200.95
Q3 2021	240,088	$46,056	$192.08	$172.62 - $206.58
Q2 2021	211,185	$45,925	$211.85	$188.71 - $226.53
Q1 2021	7,353	$1,705	$189.09	$163.90 - $217.37
Q4 2020	7,993	$1,455	$153.98	$129.92 - $167.14
Q3 2020	8,153	$1,216	$126.81	$112.24 - $141.22
Q2 2020	8,113	$1,026	$106.19	$89.90 - $125.54
Q1 2020	8,390	$974	$113.38	$77.78 - $132.89
Q4 2019	8,716	$1,287	$123.01	$102.69 - $131.46
Q3 2019	9,296	$1,174	$111.09	$97.87 - $122.22
Q2 2019	9,625	$1,312	$114.70	$103.20 - $125.83
Q1 2019	15,148	$2,052	$114.61	$103.38 - $123.15
Q4 2018	15,188	$1,930	$111.50	$96.19 - $135.93
Q3 2018	16,628	$2,536	$120.51	$110.40 - $134.53
Q2 2018	17,503	$2,375	$126.53	$112.48 - $137.00
Q1 2018	17,943	$2,644	$133.07	$120.49 - $146.01
Q4 2017	19,463	$3,067	$116.31	$103.45 - $133.20
Q3 2017	17,903	$2,233	$96.02	$87.71 - $104.79
Q2 2017	18,023	$1,937	$84.05	$74.79 - $89.64
Q1 2017	18,188	$1,687	$77.69	$74.24 - $81.74
Q4 2016	18,437	$1,710	$73.74	$65.47 - $79.39
Q3 2016	18,567	$1,648	$66.01	$58.78 - $71.89
Q2 2016	31,330	$2,375	$59.82	$55.25 - $64.10
Q1 2016	31,340	$2,399	$53.06	$44.66 - $61.22
Q4 2015	31,310	$2,128	$54.58	$48.84 - $59.43
Q3 2015	32,090	$2,097	$59.11	$48.76 - $65.71
Q2 2015	22,273	$1,889	$65.86	$60.39 - $68.73
Q1 2015	21,337	$1,708	$63.13	$59.48 - $69.69
Q4 2014	21,497	$1,968	$73.34	$66.42 - $80.82
Q3 2014	22,117	$2,190	$79.29	$73.57 - $83.32
Q2 2014	22,727	$2,470	$78.02	$73.19 - $81.73
Q1 2014	23,877	$2,373	$69.69	$63.53 - $74.44
Q4 2013	23,177	$2,105	$62.67	$60.17 - $67.37
Q3 2013	19,897	$1,659	$61.64	$58.99 - $64.50
Q2 2013	19,517	$1,610	$61.55	$57.61 - $65.73