CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

NEW YORK STATE COMMON RETIREMENT FUND's Holding History (CIK: 0000810265)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 525,478 Value ($000) $301,031 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 582,786 Value ($000) $278,076 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 586,555 Value ($000) $227,707 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 593,155 Value ($000) $195,623 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 607,146 Value ($000) $220,248 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 607,246 Value ($000) $237,506 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 655,246 Value ($000) $218,262 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 688,365 Value ($000) $252,238 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 706,755 Value ($000) $208,966 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 786,853 Value ($000) $214,811 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 837,627 Value ($000) $206,098 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 866,201 Value ($000) $198,221 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 923,151 Value ($000) $221,150 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 920,893 Value ($000) $151,100 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 975,067 Value ($000) $174,303 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 992,581 Value ($000) $221,167 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 985,287 Value ($000) $203,698 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 990,867 Value ($000) $190,217 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 1,027,162 Value ($000) $223,541 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 1,266,036 Value ($000) $293,556 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 1,345,603 Value ($000) $244,927 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 1,159,503 Value ($000) $172,940 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 1,213,050 Value ($000) $153,451 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 1,250,250 Value ($000) $145,079 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 1,258,850 Value ($000) $185,907 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 1,247,150 Value ($000) $157,528 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 1,264,550 Value ($000) $172,346 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 1,322,250 Value ($000) $179,152 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 1,334,450 Value ($000) $169,569 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 1,413,850 Value ($000) $215,598 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 1,429,100 Value ($000) $193,886 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 1,455,200 Value ($000) $214,467 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 1,494,430 Value ($000) $235,492 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 1,495,130 Value ($000) $186,458 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 1,521,980 Value ($000) $163,552 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 1,535,801 Value ($000) $142,461 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 1,538,100 Value ($000) $142,643 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 1,582,000 Value ($000) $140,434 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 1,708,900 Value ($000) $129,552 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 1,744,500 Value ($000) $133,524 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 1,777,700 Value ($000) $120,812 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 1,808,800 Value ($000) $118,223 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 1,732,419 Value ($000) $146,944 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 1,666,899 Value ($000) $133,402 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 1,710,696 Value ($000) $156,580 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 1,769,994 Value ($000) $175,283 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 1,859,429 Value ($000) $202,064 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 1,797,599 Value ($000) $178,627 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 1,817,999 Value ($000) $165,092 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 1,941,089 Value ($000) $161,829 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 1,985,899 Value ($000) $163,817 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	525,478	$301,031	$555.50	$469.79 - $627.50
Q3 2025	582,786	$278,076	$425.39	$381.75 - $483.95
Q2 2025	586,555	$227,707	$330.84	$264.29 - $386.62
Q1 2025	593,155	$195,623	$351.95	$315.09 - $404.98
Q4 2024	607,146	$220,248	$381.74	$351.93 - $412.27
Q3 2024	607,246	$237,506	$338.69	$301.40 - $389.91
Q2 2024	655,246	$218,262	$338.69	$308.78 - $372.10
Q1 2024	688,365	$252,238	$311.07	$268.51 - $357.70
Q4 2023	706,755	$208,966	$251.22	$216.95 - $290.10
Q3 2023	786,853	$214,811	$261.47	$229.25 - $283.47
Q2 2023	837,627	$206,098	$213.76	$195.84 - $240.81
Q1 2023	866,201	$198,221	$230.59	$201.84 - $253.98
Q4 2022	923,151	$221,150	$206.59	$156.72 - $232.83
Q3 2022	920,893	$151,100	$172.21	$151.58 - $189.11
Q2 2022	975,067	$174,303	$197.29	$164.98 - $221.91
Q1 2022	992,581	$221,167	$195.46	$167.60 - $214.37
Q4 2021	985,287	$203,698	$186.69	$173.30 - $200.95
Q3 2021	990,867	$190,217	$192.08	$172.62 - $206.58
Q2 2021	1,027,162	$223,541	$211.85	$188.71 - $226.53
Q1 2021	1,266,036	$293,556	$189.09	$163.90 - $217.37
Q4 2020	1,345,603	$244,927	$153.98	$129.92 - $167.14
Q3 2020	1,159,503	$172,940	$126.81	$112.24 - $141.22
Q2 2020	1,213,050	$153,451	$106.19	$89.90 - $125.54
Q1 2020	1,250,250	$145,079	$113.38	$77.78 - $132.89
Q4 2019	1,258,850	$185,907	$123.01	$102.69 - $131.46
Q3 2019	1,247,150	$157,528	$111.09	$97.87 - $122.22
Q2 2019	1,264,550	$172,346	$114.70	$103.20 - $125.83
Q1 2019	1,322,250	$179,152	$114.61	$103.38 - $123.15
Q4 2018	1,334,450	$169,569	$111.50	$96.19 - $135.93
Q3 2018	1,413,850	$215,598	$120.51	$110.40 - $134.53
Q2 2018	1,429,100	$193,886	$126.53	$112.48 - $137.00
Q1 2018	1,455,200	$214,467	$133.07	$120.49 - $146.01
Q4 2017	1,494,430	$235,492	$116.31	$103.45 - $133.20
Q3 2017	1,495,130	$186,458	$96.02	$87.71 - $104.79
Q2 2017	1,521,980	$163,552	$84.05	$74.79 - $89.64
Q1 2017	1,535,801	$142,461	$77.69	$74.24 - $81.74
Q4 2016	1,538,100	$142,643	$73.74	$65.47 - $79.39
Q3 2016	1,582,000	$140,434	$66.01	$58.78 - $71.89
Q2 2016	1,708,900	$129,552	$59.82	$55.25 - $64.10
Q1 2016	1,744,500	$133,524	$53.06	$44.66 - $61.22
Q4 2015	1,777,700	$120,812	$54.58	$48.84 - $59.43
Q3 2015	1,808,800	$118,223	$59.11	$48.76 - $65.71
Q2 2015	1,732,419	$146,944	$65.86	$60.39 - $68.73
Q1 2015	1,666,899	$133,402	$63.13	$59.48 - $69.69
Q4 2014	1,710,696	$156,580	$73.34	$66.42 - $80.82
Q3 2014	1,769,994	$175,283	$79.29	$73.57 - $83.32
Q2 2014	1,859,429	$202,064	$78.02	$73.19 - $81.73
Q1 2014	1,797,599	$178,627	$69.69	$63.53 - $74.44
Q4 2013	1,817,999	$165,092	$62.67	$60.17 - $67.37
Q3 2013	1,941,089	$161,829	$61.64	$58.99 - $64.50
Q2 2013	1,985,899	$163,817	$61.55	$57.61 - $65.73