CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

MIZUHO SECURITIES USA LLC's Holding History (CIK: 0000812291)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 34,075 Value ($000) $19,619 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 34,121 Value ($000) $14,298 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 32,502 Value ($000) $12,618 Avg Close $330.84 Range $264.29 - $386.62

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	34,075	$19,619	$555.50	$469.79 - $627.50
Q3 2025	34,121	$14,298	$425.39	$381.75 - $483.95
Q2 2025	32,502	$12,618	$330.84	$264.29 - $386.62