CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

HARRIS ASSOCIATES L P's Holding History (CIK: 0000813917)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 2,408 Value ($000) $1,379 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 2,408 Value ($000) $1,149 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 2,658 Value ($000) $1,032 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 1,880 Value ($000) $620 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 1,920 Value ($000) $696 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 1,800 Value ($000) $704 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 1,800 Value ($000) $600 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 1,800 Value ($000) $660 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 1,800 Value ($000) $532 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 1,800 Value ($000) $491 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 4,225 Value ($000) $1,040 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 5,070 Value ($000) $1,160 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 6,231 Value ($000) $1,493 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 6,775 Value ($000) $1,112 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 6,775 Value ($000) $1,211 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 9,425 Value ($000) $2,100 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 22,893 Value ($000) $4,733 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 29,740 Value ($000) $5,709 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 85,128 Value ($000) $18,526 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 1,700,522 Value ($000) $394,300 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 2,641,026 Value ($000) $480,720 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 3,051,200 Value ($000) $455,086 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 3,174,534 Value ($000) $401,579 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 3,237,828 Value ($000) $375,718 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 3,638,656 Value ($000) $537,356 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 3,575,282 Value ($000) $451,594 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 3,596,248 Value ($000) $490,133 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 3,602,178 Value ($000) $488,059 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 3,529,388 Value ($000) $448,479 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 2,542,285 Value ($000) $387,673 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 2,254,685 Value ($000) $305,893 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 2,614,562 Value ($000) $385,334 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 5,024,562 Value ($000) $791,770 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 5,359,347 Value ($000) $668,364 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 6,767,448 Value ($000) $727,230 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 9,081,669 Value ($000) $842,416 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 10,437,965 Value ($000) $968,017 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 12,622,199 Value ($000) $1,120,473 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 13,835,695 Value ($000) $1,048,884 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 15,144,200 Value ($000) $1,159,137 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 17,099,572 Value ($000) $1,162,087 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 16,192,304 Value ($000) $1,058,329 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 11,492,280 Value ($000) $974,775 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 8,066,269 Value ($000) $645,543 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 1,009,170 Value ($000) $92,370 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 859,799 Value ($000) $85,146 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 824,174 Value ($000) $89,563 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 815,176 Value ($000) $81,004 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 964,638 Value ($000) $87,598 Avg Close $62.67 Range $60.17 - $67.37

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	2,408	$1,379	$555.50	$469.79 - $627.50
Q3 2025	2,408	$1,149	$425.39	$381.75 - $483.95
Q2 2025	2,658	$1,032	$330.84	$264.29 - $386.62
Q1 2025	1,880	$620	$351.95	$315.09 - $404.98
Q4 2024	1,920	$696	$381.74	$351.93 - $412.27
Q3 2024	1,800	$704	$338.69	$301.40 - $389.91
Q2 2024	1,800	$600	$338.69	$308.78 - $372.10
Q1 2024	1,800	$660	$311.07	$268.51 - $357.70
Q4 2023	1,800	$532	$251.22	$216.95 - $290.10
Q3 2023	1,800	$491	$261.47	$229.25 - $283.47
Q2 2023	4,225	$1,040	$213.76	$195.84 - $240.81
Q1 2023	5,070	$1,160	$230.59	$201.84 - $253.98
Q4 2022	6,231	$1,493	$206.59	$156.72 - $232.83
Q3 2022	6,775	$1,112	$172.21	$151.58 - $189.11
Q2 2022	6,775	$1,211	$197.29	$164.98 - $221.91
Q1 2022	9,425	$2,100	$195.46	$167.60 - $214.37
Q4 2021	22,893	$4,733	$186.69	$173.30 - $200.95
Q3 2021	29,740	$5,709	$192.08	$172.62 - $206.58
Q2 2021	85,128	$18,526	$211.85	$188.71 - $226.53
Q1 2021	1,700,522	$394,300	$189.09	$163.90 - $217.37
Q4 2020	2,641,026	$480,720	$153.98	$129.92 - $167.14
Q3 2020	3,051,200	$455,086	$126.81	$112.24 - $141.22
Q2 2020	3,174,534	$401,579	$106.19	$89.90 - $125.54
Q1 2020	3,237,828	$375,718	$113.38	$77.78 - $132.89
Q4 2019	3,638,656	$537,356	$123.01	$102.69 - $131.46
Q3 2019	3,575,282	$451,594	$111.09	$97.87 - $122.22
Q2 2019	3,596,248	$490,133	$114.70	$103.20 - $125.83
Q1 2019	3,602,178	$488,059	$114.61	$103.38 - $123.15
Q4 2018	3,529,388	$448,479	$111.50	$96.19 - $135.93
Q3 2018	2,542,285	$387,673	$120.51	$110.40 - $134.53
Q2 2018	2,254,685	$305,893	$126.53	$112.48 - $137.00
Q1 2018	2,614,562	$385,334	$133.07	$120.49 - $146.01
Q4 2017	5,024,562	$791,770	$116.31	$103.45 - $133.20
Q3 2017	5,359,347	$668,364	$96.02	$87.71 - $104.79
Q2 2017	6,767,448	$727,230	$84.05	$74.79 - $89.64
Q1 2017	9,081,669	$842,416	$77.69	$74.24 - $81.74
Q4 2016	10,437,965	$968,017	$73.74	$65.47 - $79.39
Q3 2016	12,622,199	$1,120,473	$66.01	$58.78 - $71.89
Q2 2016	13,835,695	$1,048,884	$59.82	$55.25 - $64.10
Q1 2016	15,144,200	$1,159,137	$53.06	$44.66 - $61.22
Q4 2015	17,099,572	$1,162,087	$54.58	$48.84 - $59.43
Q3 2015	16,192,304	$1,058,329	$59.11	$48.76 - $65.71
Q2 2015	11,492,280	$974,775	$65.86	$60.39 - $68.73
Q1 2015	8,066,269	$645,543	$63.13	$59.48 - $69.69
Q4 2014	1,009,170	$92,370	$73.34	$66.42 - $80.82
Q3 2014	859,799	$85,146	$79.29	$73.57 - $83.32
Q2 2014	824,174	$89,563	$78.02	$73.19 - $81.73
Q1 2014	815,176	$81,004	$69.69	$63.53 - $74.44
Q4 2013	964,638	$87,598	$62.67	$60.17 - $67.37