CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

PVG ASSET MANAGEMENT CORP's Holding History (CIK: 0000820434)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017

Shares 8,959 Value ($000) $1,117,276 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 10,735 Value ($000) $1,153,583 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 12,598 Value ($000) $1,168,590 Avg Close $77.69 Range $74.24 - $81.74

Q3 2016

Shares 29,035 Value ($000) $2,577,436 Avg Close $66.01 Range $58.78 - $71.89

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2017	8,959	$1,117,276	$96.02	$87.71 - $104.79
Q2 2017	10,735	$1,153,583	$84.05	$74.79 - $89.64
Q1 2017	12,598	$1,168,590	$77.69	$74.24 - $81.74
Q3 2016	29,035	$2,577,436	$66.01	$58.78 - $71.89