CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

OPPENHEIMER & CO INC's Holding History (CIK: 0000822581)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 70,526 Value ($000) $40,402 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 64,755 Value ($000) $30,898 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 59,502 Value ($000) $23,099 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 58,676 Value ($000) $19,351 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 55,124 Value ($000) $19,997 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 61,198 Value ($000) $23,936 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 66,571 Value ($000) $22,175 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 61,054 Value ($000) $22,372 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 67,390 Value ($000) $19,925 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 68,197 Value ($000) $18,618 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 74,680 Value ($000) $18,375 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 70,429 Value ($000) $16,117 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 66,204 Value ($000) $15,860 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 69,542 Value ($000) $11,410 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 47,019 Value ($000) $8,405 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 51,931 Value ($000) $11,571 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 50,843 Value ($000) $10,511 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 50,145 Value ($000) $9,626 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 43,503 Value ($000) $9,467 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 38,478 Value ($000) $8,923 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 46,426 Value ($000) $8,450 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 39,993 Value ($000) $5,964 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 29,888 Value ($000) $3,781 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 33,994 Value ($000) $3,945 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 35,167 Value ($000) $5,193 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 33,699 Value ($000) $4,257 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 42,050 Value ($000) $5,731 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 40,560 Value ($000) $5,495 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 40,386 Value ($000) $5,133 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 36,460 Value ($000) $5,559 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 59,427 Value ($000) $8,062 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 77,590 Value ($000) $11,435 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 58,162 Value ($000) $9,165 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 57,675 Value ($000) $7,194 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 62,624 Value ($000) $6,730 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 64,263 Value ($000) $5,961 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 62,486 Value ($000) $5,795 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 60,516 Value ($000) $5,373 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 64,808 Value ($000) $4,913 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 65,847 Value ($000) $5,040 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 101,645 Value ($000) $6,908 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 111,314 Value ($000) $7,276 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 114,292 Value ($000) $9,694 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 99,427 Value ($000) $7,956 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 98,621 Value ($000) $9,027 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 107,317 Value ($000) $10,627 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 114,004 Value ($000) $12,389 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 123,808 Value ($000) $12,302 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 111,855 Value ($000) $10,157 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 100,625 Value ($000) $8,392 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 88,485 Value ($000) $7,299 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	70,526	$40,402	$555.50	$469.79 - $627.50
Q3 2025	64,755	$30,898	$425.39	$381.75 - $483.95
Q2 2025	59,502	$23,099	$330.84	$264.29 - $386.62
Q1 2025	58,676	$19,351	$351.95	$315.09 - $404.98
Q4 2024	55,124	$19,997	$381.74	$351.93 - $412.27
Q3 2024	61,198	$23,936	$338.69	$301.40 - $389.91
Q2 2024	66,571	$22,175	$338.69	$308.78 - $372.10
Q1 2024	61,054	$22,372	$311.07	$268.51 - $357.70
Q4 2023	67,390	$19,925	$251.22	$216.95 - $290.10
Q3 2023	68,197	$18,618	$261.47	$229.25 - $283.47
Q2 2023	74,680	$18,375	$213.76	$195.84 - $240.81
Q1 2023	70,429	$16,117	$230.59	$201.84 - $253.98
Q4 2022	66,204	$15,860	$206.59	$156.72 - $232.83
Q3 2022	69,542	$11,410	$172.21	$151.58 - $189.11
Q2 2022	47,019	$8,405	$197.29	$164.98 - $221.91
Q1 2022	51,931	$11,571	$195.46	$167.60 - $214.37
Q4 2021	50,843	$10,511	$186.69	$173.30 - $200.95
Q3 2021	50,145	$9,626	$192.08	$172.62 - $206.58
Q2 2021	43,503	$9,467	$211.85	$188.71 - $226.53
Q1 2021	38,478	$8,923	$189.09	$163.90 - $217.37
Q4 2020	46,426	$8,450	$153.98	$129.92 - $167.14
Q3 2020	39,993	$5,964	$126.81	$112.24 - $141.22
Q2 2020	29,888	$3,781	$106.19	$89.90 - $125.54
Q1 2020	33,994	$3,945	$113.38	$77.78 - $132.89
Q4 2019	35,167	$5,193	$123.01	$102.69 - $131.46
Q3 2019	33,699	$4,257	$111.09	$97.87 - $122.22
Q2 2019	42,050	$5,731	$114.70	$103.20 - $125.83
Q1 2019	40,560	$5,495	$114.61	$103.38 - $123.15
Q4 2018	40,386	$5,133	$111.50	$96.19 - $135.93
Q3 2018	36,460	$5,559	$120.51	$110.40 - $134.53
Q2 2018	59,427	$8,062	$126.53	$112.48 - $137.00
Q1 2018	77,590	$11,435	$133.07	$120.49 - $146.01
Q4 2017	58,162	$9,165	$116.31	$103.45 - $133.20
Q3 2017	57,675	$7,194	$96.02	$87.71 - $104.79
Q2 2017	62,624	$6,730	$84.05	$74.79 - $89.64
Q1 2017	64,263	$5,961	$77.69	$74.24 - $81.74
Q4 2016	62,486	$5,795	$73.74	$65.47 - $79.39
Q3 2016	60,516	$5,373	$66.01	$58.78 - $71.89
Q2 2016	64,808	$4,913	$59.82	$55.25 - $64.10
Q1 2016	65,847	$5,040	$53.06	$44.66 - $61.22
Q4 2015	101,645	$6,908	$54.58	$48.84 - $59.43
Q3 2015	111,314	$7,276	$59.11	$48.76 - $65.71
Q2 2015	114,292	$9,694	$65.86	$60.39 - $68.73
Q1 2015	99,427	$7,956	$63.13	$59.48 - $69.69
Q4 2014	98,621	$9,027	$73.34	$66.42 - $80.82
Q3 2014	107,317	$10,627	$79.29	$73.57 - $83.32
Q2 2014	114,004	$12,389	$78.02	$73.19 - $81.73
Q1 2014	123,808	$12,302	$69.69	$63.53 - $74.44
Q4 2013	111,855	$10,157	$62.67	$60.17 - $67.37
Q3 2013	100,625	$8,392	$61.64	$58.99 - $64.50
Q2 2013	88,485	$7,299	$61.55	$57.61 - $65.73