CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

DEAN INVESTMENT ASSOCIATES, LLC's Holding History (CIK: 0000846797)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015

Shares 11,002 Value ($000) $719 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 10,399 Value ($000) $882 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 9,973 Value ($000) $798 Avg Close $63.13 Range $59.48 - $69.69

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2015	11,002	$719	$59.11	$48.76 - $65.71
Q2 2015	10,399	$882	$65.86	$60.39 - $68.73
Q1 2015	9,973	$798	$63.13	$59.48 - $69.69