CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

HIGHLAND CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0000860486)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 19,404 Value ($000) $11,116 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 16,028 Value ($000) $7,648 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 16,208 Value ($000) $6,292 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 18,268 Value ($000) $6,025 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 16,599 Value ($000) $6,021 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 17,029 Value ($000) $6,660 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 22,676 Value ($000) $7,553 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 20,709 Value ($000) $7,588 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 21,401 Value ($000) $6,328 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 19,271 Value ($000) $5,261 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 20,733 Value ($000) $5,101 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 22,503 Value ($000) $5,150 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 22,121 Value ($000) $5 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 21,141 Value ($000) $3,469 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 21,171 Value ($000) $3,785 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 21,250 Value ($000) $4,735 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 21,100 Value ($000) $4,362 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 21,290 Value ($000) $4,087 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 22,680 Value ($000) $4,936 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 900 Value ($000) $209 Avg Close $189.09 Range $163.90 - $217.37

Q3 2020

Shares 27,568 Value ($000) $4,112 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 27,918 Value ($000) $3,532 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 27,750 Value ($000) $3,220 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 28,525 Value ($000) $4,213 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 29,150 Value ($000) $3,682 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 16,165 Value ($000) $2,203 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 11,517 Value ($000) $1,560 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 8,368 Value ($000) $1,063 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 10,672 Value ($000) $1,627 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 8,550 Value ($000) $1,160 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 9,258 Value ($000) $1,364 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 7,510 Value ($000) $1,183 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 10,007 Value ($000) $1,248 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 6,073 Value ($000) $653 Avg Close $84.05 Range $74.79 - $89.64

Q3 2015

Shares 190 Value ($000) $12 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 240 Value ($000) $20 Avg Close $65.86 Range $60.39 - $68.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	19,404	$11,116	$555.50	$469.79 - $627.50
Q3 2025	16,028	$7,648	$425.39	$381.75 - $483.95
Q2 2025	16,208	$6,292	$330.84	$264.29 - $386.62
Q1 2025	18,268	$6,025	$351.95	$315.09 - $404.98
Q4 2024	16,599	$6,021	$381.74	$351.93 - $412.27
Q3 2024	17,029	$6,660	$338.69	$301.40 - $389.91
Q2 2024	22,676	$7,553	$338.69	$308.78 - $372.10
Q1 2024	20,709	$7,588	$311.07	$268.51 - $357.70
Q4 2023	21,401	$6,328	$251.22	$216.95 - $290.10
Q3 2023	19,271	$5,261	$261.47	$229.25 - $283.47
Q2 2023	20,733	$5,101	$213.76	$195.84 - $240.81
Q1 2023	22,503	$5,150	$230.59	$201.84 - $253.98
Q4 2022	22,121	$5	$206.59	$156.72 - $232.83
Q3 2022	21,141	$3,469	$172.21	$151.58 - $189.11
Q2 2022	21,171	$3,785	$197.29	$164.98 - $221.91
Q1 2022	21,250	$4,735	$195.46	$167.60 - $214.37
Q4 2021	21,100	$4,362	$186.69	$173.30 - $200.95
Q3 2021	21,290	$4,087	$192.08	$172.62 - $206.58
Q2 2021	22,680	$4,936	$211.85	$188.71 - $226.53
Q1 2021	900	$209	$189.09	$163.90 - $217.37
Q3 2020	27,568	$4,112	$126.81	$112.24 - $141.22
Q2 2020	27,918	$3,532	$106.19	$89.90 - $125.54
Q1 2020	27,750	$3,220	$113.38	$77.78 - $132.89
Q4 2019	28,525	$4,213	$123.01	$102.69 - $131.46
Q3 2019	29,150	$3,682	$111.09	$97.87 - $122.22
Q2 2019	16,165	$2,203	$114.70	$103.20 - $125.83
Q1 2019	11,517	$1,560	$114.61	$103.38 - $123.15
Q4 2018	8,368	$1,063	$111.50	$96.19 - $135.93
Q3 2018	10,672	$1,627	$120.51	$110.40 - $134.53
Q2 2018	8,550	$1,160	$126.53	$112.48 - $137.00
Q1 2018	9,258	$1,364	$133.07	$120.49 - $146.01
Q4 2017	7,510	$1,183	$116.31	$103.45 - $133.20
Q3 2017	10,007	$1,248	$96.02	$87.71 - $104.79
Q2 2017	6,073	$653	$84.05	$74.79 - $89.64
Q3 2015	190	$12	$59.11	$48.76 - $65.71
Q2 2015	240	$20	$65.86	$60.39 - $68.73