CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

TOCQUEVILLE ASSET MANAGEMENT L.P.'s Holding History (CIK: 0000883961)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 81,363 Value ($000) $46,610 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 80,990 Value ($000) $38,644 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 80,969 Value ($000) $31,433 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 129,410 Value ($000) $42,679 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 133,118 Value ($000) $48,290 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 138,182 Value ($000) $54,046 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 138,861 Value ($000) $46,255 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 152,053 Value ($000) $55,717 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 157,478 Value ($000) $46,562 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 159,583 Value ($000) $43,566 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 176,584 Value ($000) $43,448 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 181,174 Value ($000) $41,460 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 182,840 Value ($000) $43,801 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 221,653 Value ($000) $36,369 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 237,085 Value ($000) $42,381 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 236,005 Value ($000) $52,587 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 183,150 Value ($000) $37,864 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 138,385 Value ($000) $26,566 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 139,010 Value ($000) $30,253 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 141,191 Value ($000) $32,738 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 147,451 Value ($000) $26,839 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 146,087 Value ($000) $21,789 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 184,056 Value ($000) $23,283 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 318,368 Value ($000) $36,943 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 285,892 Value ($000) $42,220 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 291,150 Value ($000) $36,775 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 299,820 Value ($000) $40,862 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 294,537 Value ($000) $39,907 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 249,604 Value ($000) $31,717 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 274,574 Value ($000) $41,870 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 275,920 Value ($000) $37,434 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 269,335 Value ($000) $39,695 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 346,298 Value ($000) $54,570 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 351,561 Value ($000) $43,843 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 369,990 Value ($000) $39,759 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 367,253 Value ($000) $34,066 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 402,787 Value ($000) $37,354 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 434,478 Value ($000) $38,569 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 335,539 Value ($000) $25,437 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 361,203 Value ($000) $27,646 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 368,139 Value ($000) $25,019 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 304,853 Value ($000) $19,925 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 70,652 Value ($000) $5,993 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 89,005 Value ($000) $7,123 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 41,288 Value ($000) $3,779 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 64,691 Value ($000) $6,406 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 65,617 Value ($000) $7,131 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 66,701 Value ($000) $6,628 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 68,460 Value ($000) $6,217 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 68,771 Value ($000) $5,736 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 86,626 Value ($000) $7,146 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	81,363	$46,610	$555.50	$469.79 - $627.50
Q3 2025	80,990	$38,644	$425.39	$381.75 - $483.95
Q2 2025	80,969	$31,433	$330.84	$264.29 - $386.62
Q1 2025	129,410	$42,679	$351.95	$315.09 - $404.98
Q4 2024	133,118	$48,290	$381.74	$351.93 - $412.27
Q3 2024	138,182	$54,046	$338.69	$301.40 - $389.91
Q2 2024	138,861	$46,255	$338.69	$308.78 - $372.10
Q1 2024	152,053	$55,717	$311.07	$268.51 - $357.70
Q4 2023	157,478	$46,562	$251.22	$216.95 - $290.10
Q3 2023	159,583	$43,566	$261.47	$229.25 - $283.47
Q2 2023	176,584	$43,448	$213.76	$195.84 - $240.81
Q1 2023	181,174	$41,460	$230.59	$201.84 - $253.98
Q4 2022	182,840	$43,801	$206.59	$156.72 - $232.83
Q3 2022	221,653	$36,369	$172.21	$151.58 - $189.11
Q2 2022	237,085	$42,381	$197.29	$164.98 - $221.91
Q1 2022	236,005	$52,587	$195.46	$167.60 - $214.37
Q4 2021	183,150	$37,864	$186.69	$173.30 - $200.95
Q3 2021	138,385	$26,566	$192.08	$172.62 - $206.58
Q2 2021	139,010	$30,253	$211.85	$188.71 - $226.53
Q1 2021	141,191	$32,738	$189.09	$163.90 - $217.37
Q4 2020	147,451	$26,839	$153.98	$129.92 - $167.14
Q3 2020	146,087	$21,789	$126.81	$112.24 - $141.22
Q2 2020	184,056	$23,283	$106.19	$89.90 - $125.54
Q1 2020	318,368	$36,943	$113.38	$77.78 - $132.89
Q4 2019	285,892	$42,220	$123.01	$102.69 - $131.46
Q3 2019	291,150	$36,775	$111.09	$97.87 - $122.22
Q2 2019	299,820	$40,862	$114.70	$103.20 - $125.83
Q1 2019	294,537	$39,907	$114.61	$103.38 - $123.15
Q4 2018	249,604	$31,717	$111.50	$96.19 - $135.93
Q3 2018	274,574	$41,870	$120.51	$110.40 - $134.53
Q2 2018	275,920	$37,434	$126.53	$112.48 - $137.00
Q1 2018	269,335	$39,695	$133.07	$120.49 - $146.01
Q4 2017	346,298	$54,570	$116.31	$103.45 - $133.20
Q3 2017	351,561	$43,843	$96.02	$87.71 - $104.79
Q2 2017	369,990	$39,759	$84.05	$74.79 - $89.64
Q1 2017	367,253	$34,066	$77.69	$74.24 - $81.74
Q4 2016	402,787	$37,354	$73.74	$65.47 - $79.39
Q3 2016	434,478	$38,569	$66.01	$58.78 - $71.89
Q2 2016	335,539	$25,437	$59.82	$55.25 - $64.10
Q1 2016	361,203	$27,646	$53.06	$44.66 - $61.22
Q4 2015	368,139	$25,019	$54.58	$48.84 - $59.43
Q3 2015	304,853	$19,925	$59.11	$48.76 - $65.71
Q2 2015	70,652	$5,993	$65.86	$60.39 - $68.73
Q1 2015	89,005	$7,123	$63.13	$59.48 - $69.69
Q4 2014	41,288	$3,779	$73.34	$66.42 - $80.82
Q3 2014	64,691	$6,406	$79.29	$73.57 - $83.32
Q2 2014	65,617	$7,131	$78.02	$73.19 - $81.73
Q1 2014	66,701	$6,628	$69.69	$63.53 - $74.44
Q4 2013	68,460	$6,217	$62.67	$60.17 - $67.37
Q3 2013	68,771	$5,736	$61.64	$58.99 - $64.50
Q2 2013	86,626	$7,146	$61.55	$57.61 - $65.73