CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

WELLINGTON MANAGEMENT GROUP LLP's Holding History (CIK: 0000902219)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 3,859,902 Value ($000) $2,211,222 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 5,228,058 Value ($000) $2,494,568 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 129,094 Value ($000) $50,116 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 114,742 Value ($000) $37,842 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 88,936 Value ($000) $32,262 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 51,654 Value ($000) $20,203 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 65,501 Value ($000) $21,818 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 70,699 Value ($000) $25,906 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 82,154 Value ($000) $24,290 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 175,806 Value ($000) $47,995 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 349,271 Value ($000) $85,938 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 433,183 Value ($000) $99,130 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 540,883 Value ($000) $129,574 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 611,101 Value ($000) $100,268 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 2,138,139 Value ($000) $382,214 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 3,444,080 Value ($000) $767,409 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 3,505,364 Value ($000) $724,700 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 3,680,305 Value ($000) $706,508 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 3,742,540 Value ($000) $814,489 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 4,937,960 Value ($000) $1,144,964 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 7,239,266 Value ($000) $1,317,691 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 7,346,614 Value ($000) $1,095,746 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 6,751,886 Value ($000) $854,114 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 6,735,624 Value ($000) $781,602 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 5,711,686 Value ($000) $843,502 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 6,461,808 Value ($000) $816,190 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 7,100,973 Value ($000) $967,792 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 7,210,884 Value ($000) $977,003 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 7,481,122 Value ($000) $950,627 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 7,569,979 Value ($000) $1,154,345 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 11,963,551 Value ($000) $1,623,095 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 13,508,141 Value ($000) $1,990,829 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 14,471,316 Value ($000) $2,280,391 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 14,697,294 Value ($000) $1,832,900 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 15,219,606 Value ($000) $1,635,498 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 14,811,085 Value ($000) $1,373,876 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 14,997,747 Value ($000) $1,390,892 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 14,394,321 Value ($000) $1,277,784 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 13,803,004 Value ($000) $1,046,405 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 13,440,693 Value ($000) $1,028,750 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 14,146,475 Value ($000) $961,393 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 13,931,360 Value ($000) $910,555 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 11,690,194 Value ($000) $991,562 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 11,160,156 Value ($000) $893,147 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 8,894,353 Value ($000) $814,101 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 5,189,649 Value ($000) $513,931 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 4,416,252 Value ($000) $479,915 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 4,975,336 Value ($000) $494,398 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 3,293,054 Value ($000) $299,042 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 9,592 Value ($000) $800 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 10,134 Value ($000) $836 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	3,859,902	$2,211,222	$555.50	$469.79 - $627.50
Q3 2025	5,228,058	$2,494,568	$425.39	$381.75 - $483.95
Q2 2025	129,094	$50,116	$330.84	$264.29 - $386.62
Q1 2025	114,742	$37,842	$351.95	$315.09 - $404.98
Q4 2024	88,936	$32,262	$381.74	$351.93 - $412.27
Q3 2024	51,654	$20,203	$338.69	$301.40 - $389.91
Q2 2024	65,501	$21,818	$338.69	$308.78 - $372.10
Q1 2024	70,699	$25,906	$311.07	$268.51 - $357.70
Q4 2023	82,154	$24,290	$251.22	$216.95 - $290.10
Q3 2023	175,806	$47,995	$261.47	$229.25 - $283.47
Q2 2023	349,271	$85,938	$213.76	$195.84 - $240.81
Q1 2023	433,183	$99,130	$230.59	$201.84 - $253.98
Q4 2022	540,883	$129,574	$206.59	$156.72 - $232.83
Q3 2022	611,101	$100,268	$172.21	$151.58 - $189.11
Q2 2022	2,138,139	$382,214	$197.29	$164.98 - $221.91
Q1 2022	3,444,080	$767,409	$195.46	$167.60 - $214.37
Q4 2021	3,505,364	$724,700	$186.69	$173.30 - $200.95
Q3 2021	3,680,305	$706,508	$192.08	$172.62 - $206.58
Q2 2021	3,742,540	$814,489	$211.85	$188.71 - $226.53
Q1 2021	4,937,960	$1,144,964	$189.09	$163.90 - $217.37
Q4 2020	7,239,266	$1,317,691	$153.98	$129.92 - $167.14
Q3 2020	7,346,614	$1,095,746	$126.81	$112.24 - $141.22
Q2 2020	6,751,886	$854,114	$106.19	$89.90 - $125.54
Q1 2020	6,735,624	$781,602	$113.38	$77.78 - $132.89
Q4 2019	5,711,686	$843,502	$123.01	$102.69 - $131.46
Q3 2019	6,461,808	$816,190	$111.09	$97.87 - $122.22
Q2 2019	7,100,973	$967,792	$114.70	$103.20 - $125.83
Q1 2019	7,210,884	$977,003	$114.61	$103.38 - $123.15
Q4 2018	7,481,122	$950,627	$111.50	$96.19 - $135.93
Q3 2018	7,569,979	$1,154,345	$120.51	$110.40 - $134.53
Q2 2018	11,963,551	$1,623,095	$126.53	$112.48 - $137.00
Q1 2018	13,508,141	$1,990,829	$133.07	$120.49 - $146.01
Q4 2017	14,471,316	$2,280,391	$116.31	$103.45 - $133.20
Q3 2017	14,697,294	$1,832,900	$96.02	$87.71 - $104.79
Q2 2017	15,219,606	$1,635,498	$84.05	$74.79 - $89.64
Q1 2017	14,811,085	$1,373,876	$77.69	$74.24 - $81.74
Q4 2016	14,997,747	$1,390,892	$73.74	$65.47 - $79.39
Q3 2016	14,394,321	$1,277,784	$66.01	$58.78 - $71.89
Q2 2016	13,803,004	$1,046,405	$59.82	$55.25 - $64.10
Q1 2016	13,440,693	$1,028,750	$53.06	$44.66 - $61.22
Q4 2015	14,146,475	$961,393	$54.58	$48.84 - $59.43
Q3 2015	13,931,360	$910,555	$59.11	$48.76 - $65.71
Q2 2015	11,690,194	$991,562	$65.86	$60.39 - $68.73
Q1 2015	11,160,156	$893,147	$63.13	$59.48 - $69.69
Q4 2014	8,894,353	$814,101	$73.34	$66.42 - $80.82
Q3 2014	5,189,649	$513,931	$79.29	$73.57 - $83.32
Q2 2014	4,416,252	$479,915	$78.02	$73.19 - $81.73
Q1 2014	4,975,336	$494,398	$69.69	$63.53 - $74.44
Q4 2013	3,293,054	$299,042	$62.67	$60.17 - $67.37
Q3 2013	9,592	$800	$61.64	$58.99 - $64.50
Q2 2013	10,134	$836	$61.55	$57.61 - $65.73