CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

SHUFRO ROSE & CO LLC's Holding History (CIK: 0000908195)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 745 Value ($000) $427 Avg Close $555.50 Range $469.79 - $627.50
Q3 2025
Shares 805 Value ($000) $265 Avg Close $425.39 Range $381.75 - $483.95
Q2 2025
Shares 805 Value ($000) $265 Avg Close $330.84 Range $264.29 - $386.62
Q1 2025
Shares 805 Value ($000) $265 Avg Close $351.95 Range $315.09 - $404.98
Q4 2024
Shares 805 Value ($000) $292 Avg Close $381.74 Range $351.93 - $412.27
Q3 2024
Shares 1,005 Value ($000) $335 Avg Close $338.69 Range $301.40 - $389.91
Q2 2024
Shares 1,005 Value ($000) $335 Avg Close $338.69 Range $308.78 - $372.10
Q1 2024
Shares 1,005 Value ($000) $368 Avg Close $311.07 Range $268.51 - $357.70
Q4 2023
Shares 900 Value ($000) $246 Avg Close $251.22 Range $216.95 - $290.10
Q3 2023
Shares 900 Value ($000) $246 Avg Close $261.47 Range $229.25 - $283.47
Q2 2023
Shares 900 Value ($000) $221 Avg Close $213.76 Range $195.84 - $240.81
Q1 2023
Shares 900 Value ($000) $206 Avg Close $230.59 Range $201.84 - $253.98
Q4 2022
Shares 900 Value ($000) $216 Avg Close $206.59 Range $156.72 - $232.83
Q1 2022
Shares 900 Value ($000) $201 Avg Close $195.46 Range $167.60 - $214.37
Q4 2021
Shares 1,000 Value ($000) $207 Avg Close $186.69 Range $173.30 - $200.95
Q2 2021
Shares 1,973 Value ($000) $429 Avg Close $211.85 Range $188.71 - $226.53
Q1 2021
Shares 1,969 Value ($000) $457 Avg Close $189.09 Range $163.90 - $217.37
Q4 2020
Shares 1,965 Value ($000) $358 Avg Close $153.98 Range $129.92 - $167.14
Q3 2020
Shares 2,409 Value ($000) $359 Avg Close $126.81 Range $112.24 - $141.22
Q3 2012
Shares 3,100 Value ($000) $266 Avg Close — Range —