CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

MASSACHUSETTS FINANCIAL SERVICES CO /MA/'s Holding History (CIK: 0000912938)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 1,835,924 Value ($000) $1,051,746 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 1,830,414 Value ($000) $873,382 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 93,783 Value ($000) $36,407 Avg Close $330.84 Range $264.29 - $386.62

Q3 2023

Shares 536,083 Value ($000) $146,351 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 327,131 Value ($000) $80,491 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 676,452 Value ($000) $154,799 Avg Close $230.59 Range $201.84 - $253.98

Q3 2021

Shares 84,414 Value ($000) $16,205 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 117,876 Value ($000) $25,654 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 297,621 Value ($000) $69,009 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 395,024 Value ($000) $71,902 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 310,928 Value ($000) $46,374 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 299,801 Value ($000) $37,925 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 309,494 Value ($000) $35,914 Avg Close $113.38 Range $77.78 - $132.89

Q3 2018

Shares 15,141 Value ($000) $2,309 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 18,402 Value ($000) $2,497 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 24,970 Value ($000) $3,680 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 27,274 Value ($000) $4,298 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 25,097 Value ($000) $3,129 Avg Close $96.02 Range $87.71 - $104.79

Q3 2016

Shares 1,738,592 Value ($000) $154,335 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 2,452,396 Value ($000) $185,916 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 2,515,195 Value ($000) $192,514 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 2,481,692 Value ($000) $168,656 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 1,755,002 Value ($000) $114,707 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 137,745 Value ($000) $11,683,531 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 140,515 Value ($000) $11,245,415 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 162,013 Value ($000) $14,829,050 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 157,973 Value ($000) $15,644 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 132,232 Value ($000) $14,370 Avg Close $78.02 Range $73.19 - $81.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	1,835,924	$1,051,746	$555.50	$469.79 - $627.50
Q3 2025	1,830,414	$873,382	$425.39	$381.75 - $483.95
Q2 2025	93,783	$36,407	$330.84	$264.29 - $386.62
Q3 2023	536,083	$146,351	$261.47	$229.25 - $283.47
Q2 2023	327,131	$80,491	$213.76	$195.84 - $240.81
Q1 2023	676,452	$154,799	$230.59	$201.84 - $253.98
Q3 2021	84,414	$16,205	$192.08	$172.62 - $206.58
Q2 2021	117,876	$25,654	$211.85	$188.71 - $226.53
Q1 2021	297,621	$69,009	$189.09	$163.90 - $217.37
Q4 2020	395,024	$71,902	$153.98	$129.92 - $167.14
Q3 2020	310,928	$46,374	$126.81	$112.24 - $141.22
Q2 2020	299,801	$37,925	$106.19	$89.90 - $125.54
Q1 2020	309,494	$35,914	$113.38	$77.78 - $132.89
Q3 2018	15,141	$2,309	$120.51	$110.40 - $134.53
Q2 2018	18,402	$2,497	$126.53	$112.48 - $137.00
Q1 2018	24,970	$3,680	$133.07	$120.49 - $146.01
Q4 2017	27,274	$4,298	$116.31	$103.45 - $133.20
Q3 2017	25,097	$3,129	$96.02	$87.71 - $104.79
Q3 2016	1,738,592	$154,335	$66.01	$58.78 - $71.89
Q2 2016	2,452,396	$185,916	$59.82	$55.25 - $64.10
Q1 2016	2,515,195	$192,514	$53.06	$44.66 - $61.22
Q4 2015	2,481,692	$168,656	$54.58	$48.84 - $59.43
Q3 2015	1,755,002	$114,707	$59.11	$48.76 - $65.71
Q2 2015	137,745	$11,683,531	$65.86	$60.39 - $68.73
Q1 2015	140,515	$11,245,415	$63.13	$59.48 - $69.69
Q4 2014	162,013	$14,829,050	$73.34	$66.42 - $80.82
Q3 2014	157,973	$15,644	$79.29	$73.57 - $83.32
Q2 2014	132,232	$14,370	$78.02	$73.19 - $81.73