CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

GLOBEFLEX CAPITAL L P's Holding History (CIK: 0000921531)

Note: Option positions (PUT/CALL) are excluded.

Q4 2024

Shares 386 Value ($000) $140 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 386 Value ($000) $151 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 386 Value ($000) $129 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 386 Value ($000) $141 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 386 Value ($000) $114 Avg Close $251.22 Range $216.95 - $290.10

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2024	386	$140	$381.74	$351.93 - $412.27
Q3 2024	386	$151	$338.69	$301.40 - $389.91
Q2 2024	386	$129	$338.69	$308.78 - $372.10
Q1 2024	386	$141	$311.07	$268.51 - $357.70
Q4 2023	386	$114	$251.22	$216.95 - $290.10