CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

SKBA CAPITAL MANAGEMENT LLC's Holding History (CIK: 0000932024)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 82,200 Value ($000) $7,623 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 107,900 Value ($000) $9,578 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 127,600 Value ($000) $9,673 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 128,900 Value ($000) $9,866 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 125,500 Value ($000) $8,529 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 128,000 Value ($000) $8,366 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 129,200 Value ($000) $10,959 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 134,000 Value ($000) $10,724 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 136,600 Value ($000) $12,503 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 136,100 Value ($000) $13,478 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 135,800 Value ($000) $14,757 Avg Close $78.02 Range $73.19 - $81.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	82,200	$7,623	$73.74	$65.47 - $79.39
Q3 2016	107,900	$9,578	$66.01	$58.78 - $71.89
Q2 2016	127,600	$9,673	$59.82	$55.25 - $64.10
Q1 2016	128,900	$9,866	$53.06	$44.66 - $61.22
Q4 2015	125,500	$8,529	$54.58	$48.84 - $59.43
Q3 2015	128,000	$8,366	$59.11	$48.76 - $65.71
Q2 2015	129,200	$10,959	$65.86	$60.39 - $68.73
Q1 2015	134,000	$10,724	$63.13	$59.48 - $69.69
Q4 2014	136,600	$12,503	$73.34	$66.42 - $80.82
Q3 2014	136,100	$13,478	$79.29	$73.57 - $83.32
Q2 2014	135,800	$14,757	$78.02	$73.19 - $81.73