CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

UMB Bank, n.a.'s Holding History (CIK: 0000933429)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 64,643 Value ($000) $37,032 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 46,242 Value ($000) $22,064 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 47,443 Value ($000) $18,418 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 49,778 Value ($000) $16,417 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 54,899 Value ($000) $19,915 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 58,119 Value ($000) $22,732 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 58,650 Value ($000) $19,536 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 63,097 Value ($000) $23,121 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 66,632 Value ($000) $19,701 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 71,220 Value ($000) $19,443 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 75,947 Value ($000) $18,687 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 136,090 Value ($000) $31,143 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 155,673 Value ($000) $37 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 163,725 Value ($000) $26,864 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 163,090 Value ($000) $29,154 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 160,872 Value ($000) $35,846 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 153,795 Value ($000) $31,795 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 178,407 Value ($000) $34,249 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 178,982 Value ($000) $38,952 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 176,971 Value ($000) $41,034 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 118,943 Value ($000) $21,650 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 85,427 Value ($000) $10,806 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 85,427 Value ($000) $10,806 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 85,240 Value ($000) $9,891 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 41,908 Value ($000) $6,189 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 42,792 Value ($000) $5,405 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 43,540 Value ($000) $5,934 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 44,998 Value ($000) $6,097 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 54,368 Value ($000) $6,908 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 57,999 Value ($000) $8,844 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 55,331 Value ($000) $7,507 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 57,976 Value ($000) $8,544 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 58,333 Value ($000) $9,192 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 51,529 Value ($000) $6,426 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 52,669 Value ($000) $5,660 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 53,889 Value ($000) $4,999 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 61,818 Value ($000) $5,733 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 44,704 Value ($000) $3,968 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 44,609 Value ($000) $3,382 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 47,589 Value ($000) $3,643 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 52,139 Value ($000) $3,543 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 64,295 Value ($000) $4,203 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 102,649 Value ($000) $8,707 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 82,019 Value ($000) $6,564 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 117,348 Value ($000) $10,741 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 117,933 Value ($000) $11,679 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 121,101 Value ($000) $13,160 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 122,792 Value ($000) $12,201 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 119,491 Value ($000) $10,851 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 122,030 Value ($000) $10,177 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 130,644 Value ($000) $10,777 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	64,643	$37,032	$555.50	$469.79 - $627.50
Q3 2025	46,242	$22,064	$425.39	$381.75 - $483.95
Q2 2025	47,443	$18,418	$330.84	$264.29 - $386.62
Q1 2025	49,778	$16,417	$351.95	$315.09 - $404.98
Q4 2024	54,899	$19,915	$381.74	$351.93 - $412.27
Q3 2024	58,119	$22,732	$338.69	$301.40 - $389.91
Q2 2024	58,650	$19,536	$338.69	$308.78 - $372.10
Q1 2024	63,097	$23,121	$311.07	$268.51 - $357.70
Q4 2023	66,632	$19,701	$251.22	$216.95 - $290.10
Q3 2023	71,220	$19,443	$261.47	$229.25 - $283.47
Q2 2023	75,947	$18,687	$213.76	$195.84 - $240.81
Q1 2023	136,090	$31,143	$230.59	$201.84 - $253.98
Q4 2022	155,673	$37	$206.59	$156.72 - $232.83
Q3 2022	163,725	$26,864	$172.21	$151.58 - $189.11
Q2 2022	163,090	$29,154	$197.29	$164.98 - $221.91
Q1 2022	160,872	$35,846	$195.46	$167.60 - $214.37
Q4 2021	153,795	$31,795	$186.69	$173.30 - $200.95
Q3 2021	178,407	$34,249	$192.08	$172.62 - $206.58
Q2 2021	178,982	$38,952	$211.85	$188.71 - $226.53
Q1 2021	176,971	$41,034	$189.09	$163.90 - $217.37
Q4 2020	118,943	$21,650	$153.98	$129.92 - $167.14
Q3 2020	85,427	$10,806	$126.81	$112.24 - $141.22
Q2 2020	85,427	$10,806	$106.19	$89.90 - $125.54
Q1 2020	85,240	$9,891	$113.38	$77.78 - $132.89
Q4 2019	41,908	$6,189	$123.01	$102.69 - $131.46
Q3 2019	42,792	$5,405	$111.09	$97.87 - $122.22
Q2 2019	43,540	$5,934	$114.70	$103.20 - $125.83
Q1 2019	44,998	$6,097	$114.61	$103.38 - $123.15
Q4 2018	54,368	$6,908	$111.50	$96.19 - $135.93
Q3 2018	57,999	$8,844	$120.51	$110.40 - $134.53
Q2 2018	55,331	$7,507	$126.53	$112.48 - $137.00
Q1 2018	57,976	$8,544	$133.07	$120.49 - $146.01
Q4 2017	58,333	$9,192	$116.31	$103.45 - $133.20
Q3 2017	51,529	$6,426	$96.02	$87.71 - $104.79
Q2 2017	52,669	$5,660	$84.05	$74.79 - $89.64
Q1 2017	53,889	$4,999	$77.69	$74.24 - $81.74
Q4 2016	61,818	$5,733	$73.74	$65.47 - $79.39
Q3 2016	44,704	$3,968	$66.01	$58.78 - $71.89
Q2 2016	44,609	$3,382	$59.82	$55.25 - $64.10
Q1 2016	47,589	$3,643	$53.06	$44.66 - $61.22
Q4 2015	52,139	$3,543	$54.58	$48.84 - $59.43
Q3 2015	64,295	$4,203	$59.11	$48.76 - $65.71
Q2 2015	102,649	$8,707	$65.86	$60.39 - $68.73
Q1 2015	82,019	$6,564	$63.13	$59.48 - $69.69
Q4 2014	117,348	$10,741	$73.34	$66.42 - $80.82
Q3 2014	117,933	$11,679	$79.29	$73.57 - $83.32
Q2 2014	121,101	$13,160	$78.02	$73.19 - $81.73
Q1 2014	122,792	$12,201	$69.69	$63.53 - $74.44
Q4 2013	119,491	$10,851	$62.67	$60.17 - $67.37
Q3 2013	122,030	$10,177	$61.64	$58.99 - $64.50
Q2 2013	130,644	$10,777	$61.55	$57.61 - $65.73