CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Fayez Sarofim & Co's Holding History (CIK: 0000937729)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 68,853 Value ($000) $39,444 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 68,732 Value ($000) $32,796 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 68,782 Value ($000) $26,702 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 61,764 Value ($000) $20,370 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 60,499 Value ($000) $21,947 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 55,802 Value ($000) $21,825 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 52,959 Value ($000) $17,641 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 40,410 Value ($000) $14,808 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 40,524 Value ($000) $12,853 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 42,545 Value ($000) $11,615 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 39,174 Value ($000) $9,639 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 37,598 Value ($000) $8,604 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 35,979 Value ($000) $8,619 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 35,479 Value ($000) $5,822 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 34,788 Value ($000) $6,219 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 29,827 Value ($000) $6,646 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 25,288 Value ($000) $5,227 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 23,301 Value ($000) $4,472 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 24,230 Value ($000) $5,274 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 21,232 Value ($000) $4,922 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 24,562 Value ($000) $4,470 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 24,062 Value ($000) $3,589 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 23,305 Value ($000) $2,948 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 23,500 Value ($000) $2,727 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 23,091 Value ($000) $3,411 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 24,866 Value ($000) $3,141 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 25,151 Value ($000) $3,428 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 26,678 Value ($000) $3,615 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 26,778 Value ($000) $3,402 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 27,371 Value ($000) $4,173 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 27,368 Value ($000) $3,713 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 27,049 Value ($000) $3,986 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 27,099 Value ($000) $4,271 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 28,968 Value ($000) $3,613 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 30,388 Value ($000) $3,265 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 32,638 Value ($000) $3,028 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 42,614 Value ($000) $3,953 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 50,603 Value ($000) $4,493 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 60,958 Value ($000) $4,622 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 208,273 Value ($000) $15,941 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 400,709 Value ($000) $27,231 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 585,132 Value ($000) $38,241 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 1,467,572 Value ($000) $124,314 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 1,533,014 Value ($000) $122,608 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 1,568,445 Value ($000) $143,632 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 1,648,173 Value ($000) $162,918 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 1,690,796 Value ($000) $183,849 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 1,750,360 Value ($000) $174,034 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 1,864,898 Value ($000) $169,351 Avg Close $62.67 Range $60.17 - $67.37

Q2 2013

Shares 2,254,125 Value ($000) $185,942 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	68,853	$39,444	$555.50	$469.79 - $627.50
Q3 2025	68,732	$32,796	$425.39	$381.75 - $483.95
Q2 2025	68,782	$26,702	$330.84	$264.29 - $386.62
Q1 2025	61,764	$20,370	$351.95	$315.09 - $404.98
Q4 2024	60,499	$21,947	$381.74	$351.93 - $412.27
Q3 2024	55,802	$21,825	$338.69	$301.40 - $389.91
Q2 2024	52,959	$17,641	$338.69	$308.78 - $372.10
Q1 2024	40,410	$14,808	$311.07	$268.51 - $357.70
Q4 2023	40,524	$12,853	$251.22	$216.95 - $290.10
Q3 2023	42,545	$11,615	$261.47	$229.25 - $283.47
Q2 2023	39,174	$9,639	$213.76	$195.84 - $240.81
Q1 2023	37,598	$8,604	$230.59	$201.84 - $253.98
Q4 2022	35,979	$8,619	$206.59	$156.72 - $232.83
Q3 2022	35,479	$5,822	$172.21	$151.58 - $189.11
Q2 2022	34,788	$6,219	$197.29	$164.98 - $221.91
Q1 2022	29,827	$6,646	$195.46	$167.60 - $214.37
Q4 2021	25,288	$5,227	$186.69	$173.30 - $200.95
Q3 2021	23,301	$4,472	$192.08	$172.62 - $206.58
Q2 2021	24,230	$5,274	$211.85	$188.71 - $226.53
Q1 2021	21,232	$4,922	$189.09	$163.90 - $217.37
Q4 2020	24,562	$4,470	$153.98	$129.92 - $167.14
Q3 2020	24,062	$3,589	$126.81	$112.24 - $141.22
Q2 2020	23,305	$2,948	$106.19	$89.90 - $125.54
Q1 2020	23,500	$2,727	$113.38	$77.78 - $132.89
Q4 2019	23,091	$3,411	$123.01	$102.69 - $131.46
Q3 2019	24,866	$3,141	$111.09	$97.87 - $122.22
Q2 2019	25,151	$3,428	$114.70	$103.20 - $125.83
Q1 2019	26,678	$3,615	$114.61	$103.38 - $123.15
Q4 2018	26,778	$3,402	$111.50	$96.19 - $135.93
Q3 2018	27,371	$4,173	$120.51	$110.40 - $134.53
Q2 2018	27,368	$3,713	$126.53	$112.48 - $137.00
Q1 2018	27,049	$3,986	$133.07	$120.49 - $146.01
Q4 2017	27,099	$4,271	$116.31	$103.45 - $133.20
Q3 2017	28,968	$3,613	$96.02	$87.71 - $104.79
Q2 2017	30,388	$3,265	$84.05	$74.79 - $89.64
Q1 2017	32,638	$3,028	$77.69	$74.24 - $81.74
Q4 2016	42,614	$3,953	$73.74	$65.47 - $79.39
Q3 2016	50,603	$4,493	$66.01	$58.78 - $71.89
Q2 2016	60,958	$4,622	$59.82	$55.25 - $64.10
Q1 2016	208,273	$15,941	$53.06	$44.66 - $61.22
Q4 2015	400,709	$27,231	$54.58	$48.84 - $59.43
Q3 2015	585,132	$38,241	$59.11	$48.76 - $65.71
Q2 2015	1,467,572	$124,314	$65.86	$60.39 - $68.73
Q1 2015	1,533,014	$122,608	$63.13	$59.48 - $69.69
Q4 2014	1,568,445	$143,632	$73.34	$66.42 - $80.82
Q3 2014	1,648,173	$162,918	$79.29	$73.57 - $83.32
Q2 2014	1,690,796	$183,849	$78.02	$73.19 - $81.73
Q1 2014	1,750,360	$174,034	$69.69	$63.53 - $74.44
Q4 2013	1,864,898	$169,351	$62.67	$60.17 - $67.37
Q2 2013	2,254,125	$185,942	$61.55	$57.61 - $65.73