CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

BROOKFIELD Corp /ON/'s Holding History (CIK: 0001001085)

Note: Option positions (PUT/CALL) are excluded.

Q2 2023

Shares 1,451 Value ($000) $357 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 31,478 Value ($000) $7,203 Avg Close $230.59 Range $201.84 - $253.98

Q3 2022

Shares 9,517 Value ($000) $1,562 Avg Close $172.21 Range $151.58 - $189.11

Q1 2022

Shares 6,012 Value ($000) $1,340 Avg Close $195.46 Range $167.60 - $214.37

Q2 2021

Shares 6,164 Value ($000) $1,341 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 6,679 Value ($000) $1,549 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 21,110 Value ($000) $3,842 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 4,500 Value ($000) $671 Avg Close $126.81 Range $112.24 - $141.22

Q1 2019

Shares 31,000 Value ($000) $4,200 Avg Close $114.61 Range $103.38 - $123.15

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2023	1,451	$357	$213.76	$195.84 - $240.81
Q1 2023	31,478	$7,203	$230.59	$201.84 - $253.98
Q3 2022	9,517	$1,562	$172.21	$151.58 - $189.11
Q1 2022	6,012	$1,340	$195.46	$167.60 - $214.37
Q2 2021	6,164	$1,341	$211.85	$188.71 - $226.53
Q1 2021	6,679	$1,549	$189.09	$163.90 - $217.37
Q4 2020	21,110	$3,842	$153.98	$129.92 - $167.14
Q3 2020	4,500	$671	$126.81	$112.24 - $141.22
Q1 2019	31,000	$4,200	$114.61	$103.38 - $123.15