CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

NEW ENGLAND ASSET MANAGEMENT INC's Holding History (CIK: 0001004244)

Note: Option positions (PUT/CALL) are excluded.

Q3 2022

Shares 1,221 Value ($000) $200 Avg Close $172.21 Range $151.58 - $189.11

Q3 2021

Shares 944 Value ($000) $181 Avg Close $192.08 Range $172.62 - $206.58

Q4 2014

Shares 2,840 Value ($000) $260 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 2,840 Value ($000) $281 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 2,840 Value ($000) $309 Avg Close $78.02 Range $73.19 - $81.73

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2022	1,221	$200	$172.21	$151.58 - $189.11
Q3 2021	944	$181	$192.08	$172.62 - $206.58
Q4 2014	2,840	$260	$73.34	$66.42 - $80.82
Q3 2014	2,840	$281	$79.29	$73.57 - $83.32
Q2 2014	2,840	$309	$78.02	$73.19 - $81.73