CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Avantax Planning Partners, Inc.'s Holding History (CIK: 0001005441)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 6,849 Value ($000) $3,924 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 6,336 Value ($000) $3,023 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 6,422 Value ($000) $2,493 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 6,406 Value ($000) $2,113 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 6,267 Value ($000) $2,273 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 6,502 Value ($000) $2,543 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 6,881 Value ($000) $2,292 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 7,318 Value ($000) $2,682 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 6,718 Value ($000) $1,986 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 6,818 Value ($000) $1,861 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 6,725 Value ($000) $1,655 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 7,044 Value ($000) $1,612 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 6,813 Value ($000) $1,632 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 6,785 Value ($000) $1,113 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 17,695 Value ($000) $3,163 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 18,042 Value ($000) $4,020 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 18,355 Value ($000) $3,795 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 17,809 Value ($000) $3,419 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 17,707 Value ($000) $3,854 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 18,467 Value ($000) $4,282 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 18,158 Value ($000) $3,305 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 18,161 Value ($000) $2,709 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 15,824 Value ($000) $2,002 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 15,087 Value ($000) $1,751 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 15,193 Value ($000) $2,244 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 15,976 Value ($000) $2,018 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 15,761 Value ($000) $2,125 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 17,185 Value ($000) $2,328 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 18,389 Value ($000) $2,337 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 4,421 Value ($000) $674 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 4,163 Value ($000) $565 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 4,410 Value ($000) $649 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 8,350 Value ($000) $1,316 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 11,159 Value ($000) $1,392 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 14,333 Value ($000) $1,540 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 9,927 Value ($000) $921 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 4,777 Value ($000) $443 Avg Close $73.74 Range $65.47 - $79.39

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	6,849	$3,924	$555.50	$469.79 - $627.50
Q3 2025	6,336	$3,023	$425.39	$381.75 - $483.95
Q2 2025	6,422	$2,493	$330.84	$264.29 - $386.62
Q1 2025	6,406	$2,113	$351.95	$315.09 - $404.98
Q4 2024	6,267	$2,273	$381.74	$351.93 - $412.27
Q3 2024	6,502	$2,543	$338.69	$301.40 - $389.91
Q2 2024	6,881	$2,292	$338.69	$308.78 - $372.10
Q1 2024	7,318	$2,682	$311.07	$268.51 - $357.70
Q4 2023	6,718	$1,986	$251.22	$216.95 - $290.10
Q3 2023	6,818	$1,861	$261.47	$229.25 - $283.47
Q2 2023	6,725	$1,655	$213.76	$195.84 - $240.81
Q1 2023	7,044	$1,612	$230.59	$201.84 - $253.98
Q4 2022	6,813	$1,632	$206.59	$156.72 - $232.83
Q3 2022	6,785	$1,113	$172.21	$151.58 - $189.11
Q2 2022	17,695	$3,163	$197.29	$164.98 - $221.91
Q1 2022	18,042	$4,020	$195.46	$167.60 - $214.37
Q4 2021	18,355	$3,795	$186.69	$173.30 - $200.95
Q3 2021	17,809	$3,419	$192.08	$172.62 - $206.58
Q2 2021	17,707	$3,854	$211.85	$188.71 - $226.53
Q1 2021	18,467	$4,282	$189.09	$163.90 - $217.37
Q4 2020	18,158	$3,305	$153.98	$129.92 - $167.14
Q3 2020	18,161	$2,709	$126.81	$112.24 - $141.22
Q2 2020	15,824	$2,002	$106.19	$89.90 - $125.54
Q1 2020	15,087	$1,751	$113.38	$77.78 - $132.89
Q4 2019	15,193	$2,244	$123.01	$102.69 - $131.46
Q3 2019	15,976	$2,018	$111.09	$97.87 - $122.22
Q2 2019	15,761	$2,125	$114.70	$103.20 - $125.83
Q1 2019	17,185	$2,328	$114.61	$103.38 - $123.15
Q4 2018	18,389	$2,337	$111.50	$96.19 - $135.93
Q3 2018	4,421	$674	$120.51	$110.40 - $134.53
Q2 2018	4,163	$565	$126.53	$112.48 - $137.00
Q1 2018	4,410	$649	$133.07	$120.49 - $146.01
Q4 2017	8,350	$1,316	$116.31	$103.45 - $133.20
Q3 2017	11,159	$1,392	$96.02	$87.71 - $104.79
Q2 2017	14,333	$1,540	$84.05	$74.79 - $89.64
Q1 2017	9,927	$921	$77.69	$74.24 - $81.74
Q4 2016	4,777	$443	$73.74	$65.47 - $79.39