CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

D. E. Shaw & Co., Inc.'s Holding History (CIK: 0001009207)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 53,254 Value ($000) $30,508 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 163,619 Value ($000) $78,071 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 246,612 Value ($000) $95,737 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 663,058 Value ($000) $218,677 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 465,817 Value ($000) $168,980 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 1,358,727 Value ($000) $531,425 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 810,181 Value ($000) $269,871 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 233,750 Value ($000) $85,653 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 375,976 Value ($000) $111,165 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 172,837 Value ($000) $47,185 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 541,824 Value ($000) $133,316 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 465,684 Value ($000) $106,567 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 636,381 Value ($000) $152,451 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 224,359 Value ($000) $36,813 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 101,258 Value ($000) $18,101 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 310,422 Value ($000) $69,168 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 1,227,769 Value ($000) $253,828 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 1,611,838 Value ($000) $309,425 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 243,268 Value ($000) $52,942 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 9,461 Value ($000) $2,194 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 12,229 Value ($000) $2,226 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 1,952 Value ($000) $291 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 20,009 Value ($000) $2,531 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 120,934 Value ($000) $14,033 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 198,281 Value ($000) $29,282 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 1,207,485 Value ($000) $152,517 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 2,843,275 Value ($000) $387,510 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 1,935,845 Value ($000) $262,288 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 422,942 Value ($000) $53,743 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 557,609 Value ($000) $85,030 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 142,000 Value ($000) $19,266 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 158,071 Value ($000) $23,296 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 32,448 Value ($000) $5,114 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 26,076 Value ($000) $3,252 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 118,881 Value ($000) $12,775 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 3,013 Value ($000) $279 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 3,013 Value ($000) $279 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 22,139 Value ($000) $1,965 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 197,241 Value ($000) $14,953 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 81,355 Value ($000) $6,227 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 522,400 Value ($000) $35,502 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 728,650 Value ($000) $47,624 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 156,365 Value ($000) $13,263 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 221,192 Value ($000) $17,702 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 592,499 Value ($000) $54,231 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 359,413 Value ($000) $35,592 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 7,732 Value ($000) $840 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 530,795 Value ($000) $52,745 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 150,858 Value ($000) $13,699 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 373,305 Value ($000) $31,122 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 293,147 Value ($000) $24,182 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	53,254	$30,508	$555.50	$469.79 - $627.50
Q3 2025	163,619	$78,071	$425.39	$381.75 - $483.95
Q2 2025	246,612	$95,737	$330.84	$264.29 - $386.62
Q1 2025	663,058	$218,677	$351.95	$315.09 - $404.98
Q4 2024	465,817	$168,980	$381.74	$351.93 - $412.27
Q3 2024	1,358,727	$531,425	$338.69	$301.40 - $389.91
Q2 2024	810,181	$269,871	$338.69	$308.78 - $372.10
Q1 2024	233,750	$85,653	$311.07	$268.51 - $357.70
Q4 2023	375,976	$111,165	$251.22	$216.95 - $290.10
Q3 2023	172,837	$47,185	$261.47	$229.25 - $283.47
Q2 2023	541,824	$133,316	$213.76	$195.84 - $240.81
Q1 2023	465,684	$106,567	$230.59	$201.84 - $253.98
Q4 2022	636,381	$152,451	$206.59	$156.72 - $232.83
Q3 2022	224,359	$36,813	$172.21	$151.58 - $189.11
Q2 2022	101,258	$18,101	$197.29	$164.98 - $221.91
Q1 2022	310,422	$69,168	$195.46	$167.60 - $214.37
Q4 2021	1,227,769	$253,828	$186.69	$173.30 - $200.95
Q3 2021	1,611,838	$309,425	$192.08	$172.62 - $206.58
Q2 2021	243,268	$52,942	$211.85	$188.71 - $226.53
Q1 2021	9,461	$2,194	$189.09	$163.90 - $217.37
Q4 2020	12,229	$2,226	$153.98	$129.92 - $167.14
Q3 2020	1,952	$291	$126.81	$112.24 - $141.22
Q2 2020	20,009	$2,531	$106.19	$89.90 - $125.54
Q1 2020	120,934	$14,033	$113.38	$77.78 - $132.89
Q4 2019	198,281	$29,282	$123.01	$102.69 - $131.46
Q3 2019	1,207,485	$152,517	$111.09	$97.87 - $122.22
Q2 2019	2,843,275	$387,510	$114.70	$103.20 - $125.83
Q1 2019	1,935,845	$262,288	$114.61	$103.38 - $123.15
Q4 2018	422,942	$53,743	$111.50	$96.19 - $135.93
Q3 2018	557,609	$85,030	$120.51	$110.40 - $134.53
Q2 2018	142,000	$19,266	$126.53	$112.48 - $137.00
Q1 2018	158,071	$23,296	$133.07	$120.49 - $146.01
Q4 2017	32,448	$5,114	$116.31	$103.45 - $133.20
Q3 2017	26,076	$3,252	$96.02	$87.71 - $104.79
Q2 2017	118,881	$12,775	$84.05	$74.79 - $89.64
Q1 2017	3,013	$279	$77.69	$74.24 - $81.74
Q4 2016	3,013	$279	$73.74	$65.47 - $79.39
Q3 2016	22,139	$1,965	$66.01	$58.78 - $71.89
Q2 2016	197,241	$14,953	$59.82	$55.25 - $64.10
Q1 2016	81,355	$6,227	$53.06	$44.66 - $61.22
Q4 2015	522,400	$35,502	$54.58	$48.84 - $59.43
Q3 2015	728,650	$47,624	$59.11	$48.76 - $65.71
Q2 2015	156,365	$13,263	$65.86	$60.39 - $68.73
Q1 2015	221,192	$17,702	$63.13	$59.48 - $69.69
Q4 2014	592,499	$54,231	$73.34	$66.42 - $80.82
Q3 2014	359,413	$35,592	$79.29	$73.57 - $83.32
Q2 2014	7,732	$840	$78.02	$73.19 - $81.73
Q1 2014	530,795	$52,745	$69.69	$63.53 - $74.44
Q4 2013	150,858	$13,699	$62.67	$60.17 - $67.37
Q3 2013	373,305	$31,122	$61.64	$58.99 - $64.50
Q2 2013	293,147	$24,182	$61.55	$57.61 - $65.73