CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Smithfield Trust Co's Holding History (CIK: 0001019754)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 5,463 Value ($000) $3 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 4,452 Value ($000) $2 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 4,252 Value ($000) $2 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 4,252 Value ($000) $1 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 4,112 Value ($000) $1 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 4,112 Value ($000) $2 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 4,147 Value ($000) $1 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 4,147 Value ($000) $2 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 4,242 Value ($000) $1 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 4,552 Value ($000) $1 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 4,415 Value ($000) $1 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 4,415 Value ($000) $1 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 1,987 Value ($000) $0 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 1,987 Value ($000) $326 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 1,987 Value ($000) $356 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 1,887 Value ($000) $418 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 1,887 Value ($000) $391 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 1,887 Value ($000) $363 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 1,737 Value ($000) $378 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 1,737 Value ($000) $403 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 1,737 Value ($000) $317 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 1,658 Value ($000) $247 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 1,537 Value ($000) $195 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 3,618 Value ($000) $420 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 3,787 Value ($000) $560 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 4,000 Value ($000) $506 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 3,953 Value ($000) $539 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 3,795 Value ($000) $515 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 3,795 Value ($000) $482 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 3,974 Value ($000) $606 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 4,095 Value ($000) $556 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 4,380 Value ($000) $646 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 4,180 Value ($000) $658 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 4,000 Value ($000) $499 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 4,000 Value ($000) $430 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 4,000 Value ($000) $371 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 4,110 Value ($000) $381 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 4,110 Value ($000) $365 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 4,110 Value ($000) $312 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 4,110 Value ($000) $315 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 4,280 Value ($000) $291 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 4,367 Value ($000) $285 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 4,367 Value ($000) $370 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 4,367 Value ($000) $349 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 5,277 Value ($000) $483 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 5,277 Value ($000) $523 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 5,277 Value ($000) $573 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 5,277 Value ($000) $524 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 5,277 Value ($000) $479 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 5,080 Value ($000) $424 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 5,080 Value ($000) $419 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	5,463	$3	$555.50	$469.79 - $627.50
Q3 2025	4,452	$2	$425.39	$381.75 - $483.95
Q2 2025	4,252	$2	$330.84	$264.29 - $386.62
Q1 2025	4,252	$1	$351.95	$315.09 - $404.98
Q4 2024	4,112	$1	$381.74	$351.93 - $412.27
Q3 2024	4,112	$2	$338.69	$301.40 - $389.91
Q2 2024	4,147	$1	$338.69	$308.78 - $372.10
Q1 2024	4,147	$2	$311.07	$268.51 - $357.70
Q4 2023	4,242	$1	$251.22	$216.95 - $290.10
Q3 2023	4,552	$1	$261.47	$229.25 - $283.47
Q2 2023	4,415	$1	$213.76	$195.84 - $240.81
Q1 2023	4,415	$1	$230.59	$201.84 - $253.98
Q4 2022	1,987	$0	$206.59	$156.72 - $232.83
Q3 2022	1,987	$326	$172.21	$151.58 - $189.11
Q2 2022	1,987	$356	$197.29	$164.98 - $221.91
Q1 2022	1,887	$418	$195.46	$167.60 - $214.37
Q4 2021	1,887	$391	$186.69	$173.30 - $200.95
Q3 2021	1,887	$363	$192.08	$172.62 - $206.58
Q2 2021	1,737	$378	$211.85	$188.71 - $226.53
Q1 2021	1,737	$403	$189.09	$163.90 - $217.37
Q4 2020	1,737	$317	$153.98	$129.92 - $167.14
Q3 2020	1,658	$247	$126.81	$112.24 - $141.22
Q2 2020	1,537	$195	$106.19	$89.90 - $125.54
Q1 2020	3,618	$420	$113.38	$77.78 - $132.89
Q4 2019	3,787	$560	$123.01	$102.69 - $131.46
Q3 2019	4,000	$506	$111.09	$97.87 - $122.22
Q2 2019	3,953	$539	$114.70	$103.20 - $125.83
Q1 2019	3,795	$515	$114.61	$103.38 - $123.15
Q4 2018	3,795	$482	$111.50	$96.19 - $135.93
Q3 2018	3,974	$606	$120.51	$110.40 - $134.53
Q2 2018	4,095	$556	$126.53	$112.48 - $137.00
Q1 2018	4,380	$646	$133.07	$120.49 - $146.01
Q4 2017	4,180	$658	$116.31	$103.45 - $133.20
Q3 2017	4,000	$499	$96.02	$87.71 - $104.79
Q2 2017	4,000	$430	$84.05	$74.79 - $89.64
Q1 2017	4,000	$371	$77.69	$74.24 - $81.74
Q4 2016	4,110	$381	$73.74	$65.47 - $79.39
Q3 2016	4,110	$365	$66.01	$58.78 - $71.89
Q2 2016	4,110	$312	$59.82	$55.25 - $64.10
Q1 2016	4,110	$315	$53.06	$44.66 - $61.22
Q4 2015	4,280	$291	$54.58	$48.84 - $59.43
Q3 2015	4,367	$285	$59.11	$48.76 - $65.71
Q2 2015	4,367	$370	$65.86	$60.39 - $68.73
Q1 2015	4,367	$349	$63.13	$59.48 - $69.69
Q4 2014	5,277	$483	$73.34	$66.42 - $80.82
Q3 2014	5,277	$523	$79.29	$73.57 - $83.32
Q2 2014	5,277	$573	$78.02	$73.19 - $81.73
Q1 2014	5,277	$524	$69.69	$63.53 - $74.44
Q4 2013	5,277	$479	$62.67	$60.17 - $67.37
Q3 2013	5,080	$424	$61.64	$58.99 - $64.50
Q2 2013	5,080	$419	$61.55	$57.61 - $65.73