CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

CANTOR FITZGERALD, L. P.'s Holding History (CIK: 0001024896)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023

Shares 23,220 Value ($000) $6,339 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 2,510 Value ($000) $618 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 2,530 Value ($000) $579 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 2,600 Value ($000) $1 Avg Close $206.59 Range $156.72 - $232.83

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2023	23,220	$6,339	$261.47	$229.25 - $283.47
Q2 2023	2,510	$618	$213.76	$195.84 - $240.81
Q1 2023	2,530	$579	$230.59	$201.84 - $253.98
Q4 2022	2,600	$1	$206.59	$156.72 - $232.83